Finding 32831 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-09-27
Audit: 24670
Auditor: Zuniga CPA LLC

AI Summary

  • Core Issue: Equipment purchases were incorrectly recorded as expenses instead of being capitalized, violating internal control procedures and federal requirements.
  • Impacted Requirements: Non-compliance with 45 CFR 75.2, which defines equipment capitalization thresholds.
  • Recommended Follow-Up: Management should regularly review equipment acquisitions and leasehold improvements to ensure compliance and improve accuracy in financial reporting.

Finding Text

Finding Number: 2022-001 Agency: U.S. Department of Health and Human Services Administration of Children and Families Federal program: Head Start CFDA: 93.600 Category: Internal Control / Compliance Questioned Costs: None Repeat finding: No Condition: During our audit procedures, we noted that two items related to equipment were not capitalized according to internal control procedures of the entity and federal program requirements. Criteria: 45 CFR 75.2 defines equipment as tangible personal property having a useful life of more than one year and a per-unit acquisition cost which equals or exceeds the lesser of the capitalization level established by the non-Federal entity for financial statement purposes or $5,000. Cause: Management inadvertently were recording these transactions that exceeded the threshold as expense. Effect: The interim financial statements prepared could not reflect clearly the results of operations and may affect financial reporting for external parties or management decisions. Recommendation: We strongly recommend management to analyze the acquisitions of equipment and the aggregate of leasehold improvements to comply with federal regulations and internal controls. On a monthly basis, management could review the data entry of these type of transactions in order to improve the accuracy of balances and proper recording of assets.

Corrective Action Plan

The Academy will prepare monthly reconciliations between its property subsidiary and trial balance. Such reconciliation will be reviewed by the supervisor accountant to assure that it is properly reconciled Additionally, repair and maintenance accounts will be examined in order to assure that no capitalizable transactions are misclassified on expense accounts. With these processes, the Academy will ensure that property and equipment is properly recorded in books.

Categories

Subrecipient Monitoring Reporting Equipment & Real Property Management Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 32832 2022-002
    Significant Deficiency
  • 609273 2022-001
    Significant Deficiency
  • 609274 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $1.68M
10.559 Summer Food Service Program for Children $1.41M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $904,605
93.600 Head Start $160,148
10.558 Child and Adult Care Food Program $119,839
93.356 Head Start Disaster Recovery $109,158
17.259 Wia Youth Activities $3,020