Finding 32250 (2022-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2022
Accepted
2022-10-18

AI Summary

  • Core Issue: The Project failed to properly review and approve 53 out of 60 disbursements, violating HUD's funding requirements.
  • Impacted Requirements: Lack of oversight and segregation of duties led to non-compliance with necessary expenditure controls.
  • Recommended Follow-Up: Implement and document internal controls for invoice reviews before payment to ensure all expenses are appropriate for the Project.

Finding Text

Criteria: Under the regulatory agreement with HUD, the Project is required to ensure that funds are only used for the purpose of necessary expenditures of the property and operating the project. Condition: During our testing of disbursements, it was noted there was no evidence of review or approval for 53 of 60 disbursements. Additionally, two out of the 60 disbursements, totaling $169, did not have a supporting invoice and we were unable to determine if the expenditures were appropriate and necessary expenditures for the Project. Questioned Costs: None reported. Context/Sampling: A nonstatistical sample of 60 transactions out of 314 total transactions were selected for disbursement testing, which accounted for $59,887 of $340,478 of project disbursements for the year ended June 30, 2022. Cause: Management oversight and a lack of segregation of duties. Effect: The Project was not in compliance with HUD requirements as it relates to controls over the use of project funds. Repeat Finding from Prior Year(s): Yes, prior year finding 2021-003. Recommendation: We recommend the Project follow its internal control process and document review of invoices before they are paid to ensure they are in fact expenses related to the Project. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

When director reviews invoice will initial. Director will continue to work on invoice retention.

Categories

Questioned Costs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 608692 2022-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.155 Mortgage Insurance for the Purchase Or Refinancing of Existing Multifamily Housing Projects $964,654
14.195 Section 8 Housing Assistance Payments Program $219,480