Finding 31404 (2022-003)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-01-08
Audit: 32444
Auditor: Rfh PLLC

AI Summary

  • Core Issue: The District made a significant error in calculating indirect costs for the Education Stabilization Fund due to a formula mistake.
  • Impacted Requirements: Compliance with 2 CFR 200 regarding the application of indirect cost rates as per the grant agreement was not met.
  • Recommended Follow-Up: The District should enhance its internal controls to ensure accurate calculations of indirect costs across all programs.

Finding Text

Criteria: In accordance with 2 CFR 200, indirect cost rates must be applied in accordance with the terms of the grant agreement. For the Education Stabilization Fund the Kentucky Department of Education approves the indirect cost rates as well as the methodology of determining indirect costs. Condition: The District made a material error when calculating the June 2022 indirect costs for the Education Stabilization Fund. The District used the correct indirect cost rate, however a formula error resulted in a material error that was not identified by the District?s internal controls. Cause: The District?s internal controls failed to identify the calculation for indirect costs was materially incorrect. Effect: The auditor proposed and the District posted an adjustment totaling $126,000 to decrease indirect costs for the Education Stabilization Fund. If the auditor had not identified the error, the District would have incorrectly requested federal funds totaling $126,000. Recommendation: We recommend the District review its internal controls related to its calculation of indirect costs for all programs. Management?s Response: The District will review on a periodic basis the alignment of indirect cost rates and the calculations being used to ensure accuracy.

Corrective Action Plan

Finding 2022-003 AL 84.425D & 84.425U ? Material Weakness ? Indirect Costs. In accordance with 2 CFR 200, indirect cost rates must be applied in accordance with the terms of the grant agreement. For the Education Stabilization Fund the Kentucky Department of Education approves the indirect cost rates as well as the methodology of determining indirect costs. Recommendation: We recommend the District review its internal controls related to its calculation of indirect costs for all programs. Action taken: The District will review on a periodic basis the alignment of indirect cost rates and the calculations being used to ensure accuracy. Status: Resolved. Rates have been resolved and corrected in processing.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 607846 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $2.19M
10.555 National School Lunch Program $500,182
84.010 Title I Grants to Local Educational Agencies $332,460
84.027 Special Education_grants to States $258,254
10.553 School Breakfast Program $195,848
10.559 Summer Food Service Program for Children $148,307
93.575 Child Care and Development Block Grant $74,833
84.358 Rural Education $35,971
84.367 Improving Teacher Quality State Grants $33,224
84.424 Student Support and Academic Enrichment Program $29,522
10.575 Farm to School Grant Program $24,642
84.173 Special Education_preschool Grants $22,312
10.170 Specialty Crop Block Grant Program - Farm Bill $4,288
84.048 Career and Technical Education -- Basic Grants to States $3,310
84.365 English Language Acquisition State Grants $1,953
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $1,586
93.375 Childcare and Development Block Grant $1,441
10.558 Child and Adult Care Food Program $1,262
10.560 State Administrative Expenses for Child Nutrition $593