Finding 31316 (2022-001)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-02-13

AI Summary

  • Core Issue: Catholic Charities West Virginia misapplied grant guidance, leading to financial statement inaccuracies.
  • Impacted Requirements: Internal controls failed to prevent misstatements, affecting grant revenues, refundable advances, accounts receivable, and net assets.
  • Recommended Follow-Up: Management should revise grant revenue accounting policies to align with GAAP and ensure accurate financial reporting.

Finding Text

Type of Finding: Material Weakness in Internal Control Over Financial Reporting Criteria or Specific Requirement: Catholic Charities West Virginia, Inc. internal controls must be able to prevent or detect a material misstatement in the financial statements. Internal controls are critical to ensure accurate financial reporting. Grants should only be considered conditional if both a barrier and right of return/release exist in the grant documentation. Condition: Catholic Charities West Virginia erroneously applied conditional contribution guidance to certain grants which did not meet the criteria for conditional contributions. This caused an overstatement of current year grant revenues and refundable advances, and an understatement of current year accounts receivable and net assets, along with a restatement of the prior year balances as described in Note 2 to the financial statements. Cause: Catholic Charities West Virginia did not have proper controls, policies or procedures in place related to the accounting for grants revenue. Effect: An adjusting entry was made for the following: Other Grant Revenue was decreased by $142,904, Refundable Advances was decreased by $224,140, Accounts Receivable was increased by $57,330, and Net Assets was increased by $424,374. The June 30, 2021 financial statements were restated as described in Note 2. Repeat Finding: Not a repeat finding Recommendation: We recommend that management review its policies and procedures surrounding grant revenue accounting to ensure amounts are recorded in the appropriate period in accordance with accounting principles generally accepted in the United States of America (GAAP). Views of Responsible Officials and Planned Corrective Action: Management agrees and has a plan to correct the finding.

Corrective Action Plan

2022-001 Grant Revenue Condition: Catholic Charities West Virginia erroneously applied conditional contribution guidance to certain grants which did not meet the criteria for conditional contributions. This caused an overstatement of current year grant revenues and refundable advances, and an understatement of current year accounts receivable and net assets, along with a restatement of the prior year balances as described in Note 2 to the financial statements. Recommendation: We recommend that management review its policies and procedures surrounding grant revenue accounting to ensure recorded amounts are in accordance with accounting principles generally accepted in the United States of America (GAAP). Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: We have reviewed grant revenue guidance with staff and implemented procedures to ensure that contributions and grants are properly recognized as conditional or unconditional. Name(s) of the contact person(s) responsible for corrective action: Danielle Doerr Planned completion date for corrective action plan: February 3, 2023

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 607758 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.558 Child and Adult Care Food Program $1.72M
93.575 Child Care and Development Block Grant $1.05M
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $331,440
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $139,651
14.218 Community Development Block Grants/entitlement Grants $99,702
84.002 Adult Education - Basic Grants to States $97,945
93.498 Provider Relief Fund $70,964
14.231 Emergency Solutions Grant Program $48,321
93.566 Refugee and Entrant Assistance_state Administered Programs $7,999
19.U51 Afghan Placement and Assistance Program $4,567
97.024 Emergency Food and Shelter National Board Program $2,089