Finding 31191 (2022-002)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2022
Accepted
2023-09-20
Audit: 25746
Organization: Peoria Housing Authority (IL)

AI Summary

  • Core Issue: Capital assets are not accurately tracked, leading to discrepancies in the records.
  • Impacted Requirements: Internal controls over Property, Plant & Equipment are inadequate, violating good practices outlined in Government Auditing Standards.
  • Recommended Follow-Up: Reconstruct capital asset records, conduct annual inventories, and ensure all asset disposals are approved by the Board.

Finding Text

Finding 2022-002 ? Capital Assets are not properly maintained ? Internal Controls over Property, Plant & Equipment ? Significant Deficiency ? Qualified at Single Audit Level ALN No. 14.850 Criteria: Good internal control practices as provided in the Government Auditing Standards along with the common rule in Federal regulations require that the Capital Assets be supported with detailed capital asset records, and that these be supported by an inventory conducted at least every two years. The results of the inventory should be compared with the capital asset records to give assurance that the books and records of account are adequately supported. Additionally, depreciation should begin on assets as soon as they are placed into service, and old equipment items which have been disposed of should be removed from both the capital asset system and the general ledger. Condition: Upon review of the capital assets depreciation schedule, we noted several items which are being carried on the books are below the capitalization threshold and have been disposed of but are not written off the books of account. Consequently, there are numerous equipment items which are not physically present at the housing authority. Dispositions should be made annually and approved by the Board of Commissioners. Effect: The detailed capital asset schedule cannot be relied upon to give an accurate listing of equipment and assets owned by the Housing Authority. Consequently, both the cost on the general ledger and corresponding accumulated depreciation is overstated. Cause: The PHA has failed to adequately conduct a complete inventory of all nonexpendable equipment and reconcile this to the detailed property ledger and to the general ledger on a consistent annual basis. Recommendation: We recommend that the Housing Authority reconstruct the capital asset records and verify the equipment items which are physically in existence at PHA property. We also recommend that an annual inventory be conducted and used to reconcile to this property record. Additionally, all dispositions and write-offs of capital assets should be approved by the Board. Questioned Costs: None Repeat Finding: No Was sampling statistically valid? Yes Views of responsible officials: The PHA agrees with the results of the audit and recommendations.

Corrective Action Plan

Finding 2022-002 ? Internal Control over Cash Reconciliations ? Significant Deficiency ? Noncompliance and Qualified at Single Audit Level PHA Response: Peoria Housing Authority (PHA) has a policy to provide reasonable assurance that the Financial Statements are prepared in accordance with accounting principles generally accepted in the United States of America (U.S. GAAP). The PHA understands the importance of accurately tracking both fixed assets and inventory. The PHA will revise policies around fixed assets and inventory and ensure that they are being followed to provide an accurate representation of what the PHA owns. Corrective Action Plan: The Peoria Housing Authority will do a review of the fixed asset listing and bring the necessary dispositions to be approved by the Board of Commissioners to accurately state fixed assets owned by the PHA. This will become an annual process to be completed by the Finance Department in coordination with PHA staff. An annual inventory count will be completed each year at fiscal year-end to ensure that what is reported reflects what is owned by the PHA. An allowance will be set up for any obsolete inventory. This will be addressed during the 2023 calendar year. Person Responsible: Armeca Crawford, Chief Executive Officer Bedrock Housing Consultants in coordination with the PHA Finance Department. Anticipated Completion Date: December 31, 2023

Categories

Equipment & Real Property Management HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 31190 2022-001
    Significant Deficiency Repeat
  • 31192 2022-001
    Significant Deficiency Repeat
  • 31193 2022-003
    Significant Deficiency
  • 607632 2022-001
    Significant Deficiency Repeat
  • 607633 2022-002
    Significant Deficiency
  • 607634 2022-001
    Significant Deficiency Repeat
  • 607635 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $12.84M
14.850 Public and Indian Housing $3.00M
14.872 Public Housing Capital Fund $1.46M
14.879 Mainstream Vouchers $314,531
14.896 Family Self-Sufficiency Program $123,223
14.870 Resident Opportunity and Supportive Services - Service Coordinators $63,511