Finding 30780 (2022-004)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: Two out of 25 sampled expenditures totaling $146,328 were recorded in the wrong fiscal year, violating cost principles.
  • Impacted Requirements: Costs must be recorded in accordance with GAAP and within the correct period as per federal guidelines.
  • Recommended Follow-Up: Implement a monitoring control to ensure year-end expenditures are accurately recorded; a checklist will be used by program personnel starting July 1, 2023.

Finding Text

Finding FA 2022-004: Activities Allowed or Unallowed and Allowable Costs / Cost Principles: Expenditures Recorded In Incorrect Period Federal Program Information Federal Catalog Number: ALN 17.268 Federal Program Name: H-1B Job Training Grant Federal Agency: U.S. Department of Labor Passed Through Entity: N/A Federal Award Number: HG-33046-19-60-A-6 Federal Award Year: July 1, 2021 to June 30, 2022 Campus: West Los Angeles College Compliance Requirement: Activities Allowed or Unallowed and Allowable Costs / Cost Principles Criteria or Specific Requirement: Per Title 2, Part 200, Subpart E, ?200.403- Factors affecting allowability of costs, except where otherwise authorized by statute, costs must meet the following general criteria in order to be allowable under Federal awards: (e) Be determined in accordance with generally accepted accounting principles (GAAP), except, for state and local governments and Indian tribes only, as otherwise provided for in this part. Identified Condition: At West Los Angeles College, we noted that 2 out of 25 expenditures sampled were recorded in the incorrect period, for a total of $146,328. The expenditures were related to subrecipient payments that were incurred in fiscal year 2021 but were incorrectly recorded in fiscal year 2022. Causes and Effect: Per inquiry with the District, the cost is still within the program?s period of performance. The grant period is from July 15, 2019 to June 30, 2024. For the year ended June 30, 2021, the program team did not have a monitoring control in place to ensure expenses were recorded in the correct period. As a result, some expenses incurred near the end of the fiscal year are reported in the incorrect period. Questioned Costs: None. Recommendation: We recommend that the District implement a monitoring control that would identify expenditures incurred near the end of the fiscal year and ensure that they are recorded in the proper period. Views of Responsible Officials and Planned Corrective Actions: The Accounting Office will require all program personnel to complete a checklist of all expenditures incurred close to the end of the fiscal year in order to identify any expenditures that need to be accrued. Personnel responsible for implementation: Nyame-Tease Prempeh Position of responsible personnel: Assistant Director of Accounting Date of Implementation: July 1, 2023

Corrective Action Plan

The Accounting Office will require all program personnel to complete a checklist of all expenditures incurred close to the end of the fiscal year in order to identify any expenditures that need to be accrued. Personnel responsible for implementation: Nyame-Tease Prempeh Position of responsible personnel: Assistant Director of Accounting Date of Implementation: July 1, 2023

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Period of Performance

Other Findings in this Audit

  • 30773 2022-003
    Significant Deficiency Repeat
  • 30774 2022-003
    Significant Deficiency Repeat
  • 30775 2022-001
    Significant Deficiency Repeat
  • 30776 2022-002
    Significant Deficiency Repeat
  • 30777 2022-003
    Significant Deficiency Repeat
  • 30778 2022-002
    Significant Deficiency Repeat
  • 30779 2022-003
    Significant Deficiency Repeat
  • 30781 2022-003
    Significant Deficiency Repeat
  • 607215 2022-003
    Significant Deficiency Repeat
  • 607216 2022-003
    Significant Deficiency Repeat
  • 607217 2022-001
    Significant Deficiency Repeat
  • 607218 2022-002
    Significant Deficiency Repeat
  • 607219 2022-003
    Significant Deficiency Repeat
  • 607220 2022-002
    Significant Deficiency Repeat
  • 607221 2022-003
    Significant Deficiency Repeat
  • 607222 2022-004
    Significant Deficiency
  • 607223 2022-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $113.43M
84.268 Federal Direct Student Loans $12.24M
84.007 Federal Supplemental Educational Opportunity Grants $6.24M
84.425 Education Stabilization Fund $5.75M
84.048 Career and Technical Education -- Basic Grants to States $4.51M
17.268 H-1b Job Training Grants $3.06M
84.002 Adult Education - Basic Grants to States $2.95M
84.047 Trio_upward Bound $2.28M
84.042 Trio_student Support Services $2.04M
84.038 Federal Perkins Loan Program $1.62M
84.033 Federal Work-Study Program $1.42M
93.558 Temporary Assistance for Needy Families $1.02M
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $923,893
93.575 Child Care and Development Block Grant $881,529
84.044 Trio_talent Search $650,502
93.658 Foster Care_title IV-E $384,305
84.335 Child Care Access Means Parents in School $348,953
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $309,443
84.066 Trio_educational Opportunity Centers $287,505
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $212,464
10.558 Child and Adult Care Food Program $196,497
94.006 Americorps $164,574
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $139,677
17.258 Wia Adult Program $80,000
93.364 Nursing Student Loans $63,092
47.076 Education and Human Resources $61,984
43.008 Education $37,785
17.285 Apprenticeship USA Grants $29,454
20.215 Highway Training and Education $10,290
84.031 Higher Education_institutional Aid $9,443
47.050 Geosciences $9,269
84.220 Centers for International Business Education $7,886
93.859 Biomedical Research and Research Training $6,340
93.310 Trans-Nih Research Support $3,274
17.278 Wia Dislocated Worker Formula Grants $647