Finding 30220 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-09-28

AI Summary

  • Core Issue: The annual cumulative report was not filed on time, breaching compliance with contract guidelines.
  • Impacted Requirements: Timely reporting is essential as per management's responsibility; the report was due within 90 days after the original project period ended.
  • Recommended Follow-Up: Implement procedures to ensure accurate and timely contract reviews and reporting to maintain compliance.

Finding Text

Finding 2022-001 - Annual Cumulative Reporting (Internal Control over Compliance/Compliance) ALN No.: 93.829 - Section 223 Demonstration Programs to Improve Community Mental Health Services Award Year: January 1, 2022 - December 31, 2022 Federal Agency: United States Department of Health and Human Services Pass Through Entity: Not applicable Criteria: Management is responsible for controls over timely and accurately reporting in accordance with contract guidelines. Condition/Context: For the annual cumulative 12-month reporting (FFR (SF-425)) for the period ending April 30, 2022, report was not timely filed within 90 days after the close of the original project period. Cause: The Company received an extension of the program on April 5, 2022 extending the contract end date from April 30, 2022 to September 30, 2022. The Company was not aware that FFR (SF-425) reporting was required as of the end of the original contract period as well as the extended contract period. Effect: The Company is out of compliance with the reporting requirements. Questioned Costs: None. Recommendation: The Company should ensure it accurately and timely reviews contracts to ensure that reporting is done accurately and timely. Views of Responsible Officials: Management agrees with the recommendation and plans to put in place procedures to remain in compliance with reporting timeliness.

Corrective Action Plan

When an extension is awarded on any grant, the Company will obtain written confirmation of the changes, if any, of reporting due dates to compared to the original Notice of Award.

Categories

Reporting

Other Findings in this Audit

  • 606662 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $1.62M
94.011 Foster Grandparent Program $412,948
97.024 Emergency Food and Shelter National Board Program $180,636
93.150 Projects for Assistance in Transition From Homelessness (path) $142,541
94.016 Senior Companion Program $117,717
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $116,318
93.958 Block Grants for Community Mental Health Services $11,303
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $8,383
14.218 Community Development Block Grants/entitlement Grants $8,328