Finding 29478 (2022-001)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-01-10
Audit: 24476

AI Summary

  • Core Issue: There is a lack of segregation of duties due to a limited number of office staff.
  • Impacted Requirements: This condition increases the risk of material misstatements in financial reporting.
  • Recommended Follow-up: Management and the Board should remain aware of this issue and consider improving internal controls as the district grows.

Finding Text

Material Weakness ? Lack of Segregation of Duties Criteria: Ideally the internal controls over financial reporting would allow for an adequate segregation of duties among employees. Condition: The District?s limited number of office staff precludes a proper segregation of functions to assure adequate internal control over the cash receipts cycle. Cause: The District does not have enough office employees to adequately segregate duties. Effect: This results in a greater chance for material misstatements to the financial statements that would go undetected, since there are not sufficient mitigating controls in place to catch these errors. Recommendation: This is not unusual in districts of your size, but the Board and management should continue to be aware of this condition and realize that the concentration of duties and responsibilities in a limited number of individuals is not desirable from a control point of view.

Corrective Action Plan

Finding Number: 2022-001 Lack of Segregation of Duties Fiscal Year: 2022 District?s Response: We concur. Views of Responsible Officials and Corrective Action: We are always working towards separating the tasks in order to maintain proper segregation of duties the best we can with the amount of staff that we currently have. We have determined that the costs outweigh the benefit of hiring additional staff. Name of Responsible Person: Ron Johnson, District Accountant Projected Implementation Date: Estimated, June 2023

Categories

Internal Control / Segregation of Duties Material Weakness Reporting

Other Findings in this Audit

  • 29479 2022-002
    Material Weakness
  • 29480 2022-001
    Material Weakness
  • 29481 2022-002
    Material Weakness
  • 29482 2022-001
    Material Weakness
  • 29483 2022-002
    Material Weakness
  • 605920 2022-001
    Material Weakness
  • 605921 2022-002
    Material Weakness
  • 605922 2022-001
    Material Weakness
  • 605923 2022-002
    Material Weakness
  • 605924 2022-001
    Material Weakness
  • 605925 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $386,717
84.425 Education Stabilization Fund $286,152
84.027 Special Education_grants to States $238,937
10.553 School Breakfast Program $107,325
84.010 Title I Grants to Local Educational Agencies $106,104
93.778 Medical Assistance Program $51,821
21.027 Coronavirus State and Local Fiscal Recovery Funds $19,067
84.367 Improving Teacher Quality State Grants $14,810
84.424 Student Support and Academic Enrichment Program $10,454
84.173 Special Education_preschool Grants $8,129