Finding 28602 (2022-003)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-06-27

AI Summary

  • Core Issue: Available cash is less than refundable advances, indicating potential misuse of grant funds.
  • Impacted Requirements: Non-compliance with OMB Uniform Guidance on allowable costs and procurement.
  • Recommended Follow-Up: Establish a system to properly segregate advanced funds for appropriate program spending.

Finding Text

Program information 21.027 ? ARPA ? Department of Treasury Statement of condition We noted that total available cash was less than total refundable advances (unspent advanced funds). Criteria OMB Uniform Guidance compliance requirement allowable costs and procurement. Cause of condition On September 30, 2022, NSTC combined federal funds have a refundable advance balance in excess of the available cash balance. Failure to maintain an adequate cash balance implies that advanced grant funds were used for activities other than those intended. Management did not ensure that grant advances were spent on each applicable program as required. Effect of condition The funding agency has the right to refuse reimbursement for breach of agreement, and the Community would have to use general funds to cover expenses. Questioned costs Total refundable advance ($4,941,556) less Total Cash $4,872,561 = Total Questioned costs ($68,995) Recommendation We recommend the Community develop a system to adequately segregate advanced funds to ensure they are spent on the proper programs. Response See corrective action plan.

Corrective Action Plan

Management intends to maintain an adequate cash balance and use grant funds towards their intended purpose

Categories

Questioned Costs Procurement, Suspension & Debarment Allowable Costs / Cost Principles Cash Management

Other Findings in this Audit

  • 605044 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 American Rescue Plan Act (arpa) $1.04M
21.019 Cares Act $582,226
15.022 Atg Cares $144,878
15.021 Consolidated Tribal Gvnmt. $136,525
66.926 Indian Environmental General Assistance (igap) $100,026
90.100 Village Road System & Dust Control Project $83,271
14.867 Native American Housing Asst & Self-Det. (nahasda) $51,641
16.841 Tribal Victims Services Program $45,342
15.130 Bia Roads $21,857
15.034 Tribal Courts $14,840
20.205 Bia Tribal Transportation Program $10,087
14.862 Hud Icdbg Arpa $3,850