Finding 25657 (2022-005)

Significant Deficiency Repeat Finding
Requirement
M
Questioned Costs
-
Year
2022
Accepted
2023-09-25
Audit: 26280
Organization: Search for Common Ground (DC)
Auditor: Bdo USA LLP

AI Summary

  • Core Issue: Management failed to address FFATA reporting requirements in subrecipient monitoring policies.
  • Impacted Requirements: Compliance with the Federal Funding Accountability and Transparency Act (FFATA) under 2 CFR Part 170.
  • Recommended Follow-Up: Update training for program staff on FFATA requirements and file any overdue reports promptly.

Finding Text

Information on the Federal Program(s): United States Department of the State Assistance Listing Number: 19.345 Assistance Listing Name: International Programs to Support Democracy, Human Rights and Labor Award Number:Direct Award Number Award Period SLMAQM21GR3097 July 15, 2021 through December 31, 2022 United States Department of the State Assistance Listing Number: 19.706 Assistance Listing Name: Partnership for Regional East Africa Counterterrorism Award Number: Direct Award Number Award Period SLMAQM20CA2264 September 28, 2020 through September 30, 2024 Criteria or Specific Requirement: The Federal Funding Accountability and Transparency Act, as codified in 2 CFR Part 170, requires prime awardees awarded a federal grant to file a Federal Funding Accountability and Transparency Act (FFATA) report when the prime awardee awards any sub-grant equal to or greater than $30,000. Condition: During our subrecipient testing for the major programs, we determined management did not address the FFATA reporting requirements as part of its subrecipient monitoring policies. Questioned Costs: No questioned costs identified. Context: This is a condition identified during BDO?s testing of the compliance requirements for subrecipient monitoring. This internal control matter could result in noncompliance with certain federal awards. Our sample was selected through a non-statistical method. Cause: The Organization did not comply with FFATA reporting requirements as there was not a control in place to ensure FFATA reporting was completed when required by 2 CFR Part 170. Effect: Failure to comply with the FFATA requirement may out the grant funding at risk due to noncompliance under the Uniform Guidance. Repeat Finding: This finding is a repeat finding from prior year. This was reported as finding 2021- 003 in the 2021 schedule of findings and questioned costs. Recommendation: We recommend management immediately update its training to its program personnel to ensure FFATA requirements are clearly and accurately addressed; and any necessary FFATA filings in arrears are immediately filed.

Corrective Action Plan

We will make sure all FFATA reports are filed and these submissions are internally reviewed for completeness.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 25656 2022-003
    Significant Deficiency
  • 25658 2022-003
    Significant Deficiency
  • 25659 2022-004
    Significant Deficiency
  • 25660 2022-004
    Significant Deficiency
  • 25661 2022-005
    Significant Deficiency Repeat
  • 25662 2022-002
    Significant Deficiency
  • 25663 2022-002
    Significant Deficiency
  • 602098 2022-003
    Significant Deficiency
  • 602099 2022-005
    Significant Deficiency Repeat
  • 602100 2022-003
    Significant Deficiency
  • 602101 2022-004
    Significant Deficiency
  • 602102 2022-004
    Significant Deficiency
  • 602103 2022-005
    Significant Deficiency Repeat
  • 602104 2022-002
    Significant Deficiency
  • 602105 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
19.016 Iraq Assistance Program $778,436
19.801 Office of Global Women's Issues $698,805
19.415 Professional and Cultural Exchange Programs - Citizen Exchanges $584,817
98.001 Usaid Foreign Assistance for Programs Overseas $467,383
97.132 Financial Assistance for Countering Violent Extremism $291,600
19.701 Global Counterterrorism Programs $247,605
19.700 General Department of State Assistance $203,559
19.222 Trans-Sahara Counterterrorism Partnership (tsctp) $173,064
19.517 Overseas Refugee Assistance Programs for Africa $172,424
19.225 Africa Regional Democracy Fund $167,482
19.501 Public Diplomacy Programs for Afghanistan and Pakistan $112,532
19.706 Partnership for Regional East Africa Counterterrorism $107,248
93.308 National Institute on Minority Health and Health Disparities (nimhd) Extramural Loan Repayment Programs $60,350
19.021 Investing in People in the Middle East and North Africa $27,658
19.345 International Programs to Support Democracy, Human Rights and Labor $10,720
19.040 Public Diplomacy Programs $7,397