Finding 254951 (2022-004)

-
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-09-29
Audit: 235553
Auditor: Abip PC

AI Summary

  • Core Issue: Inadequate documentation of draw down requests led to $49,402 in questioned costs for nonallowable expenses.
  • Impacted Requirements: Compliance with GAAP and 45 CFR 75.403(g) regarding documentation of costs.
  • Recommended Follow-Up: Strengthen grants management procedures and ensure CFO reviews expenditures before drawdowns; this process is already in place as of January 2023.

Finding Text

Condition: The Organization did not adequately document draw down requests or present the federal award revenue in accordance with GAAP. Criteria or specific requirement: Activities Allowed/Unallowed and Cost Principles (45 CFR 75.403(g)) requires costs to be adequately documented. Questioned Costs: $49,402Effect: Grant funds were used for nonallowable expenses as defined within the grant agreement Cause: The Organization did not use grant funds under this award for allowable costs as defined within the grant agreement. Identification: Not a repeat finding Recommendation: Management should solidify grants management procedures, specifically regarding the documentation of drawdowns of grant funds and review expenditures allowed and unallowed per the terms of the grant agreement. Management?s view: Management agrees with the condition described. Proposed corrective action: The finance department has already implemented a process in which the Chief Financial Officer reviews the documentation for expenditures allowed and unallowed under the terms of the grant agreement, and the drawdown happens only when the amount of allowed expenditures has been determined. Anticipated correction date: This has already been implemented retroactively effective January 2023. Responsible official: Gabriela Cordero, Chief Financial Officer.

Corrective Action Plan

Proposed corrective action: The finance department has already implemented a process in which the Chief Financial Officer reviews the documentation for expenditures allowed and unallowed under the terms of the grant agreement, and the drawdown happens only when the amount of allowed expenditures has been determined. Anticipated correction date: This has already been implemented retroactively effective January 2023. Responsible official: Gabriela Cordero, Chief Financial Officer.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management

Other Findings in this Audit

  • 254952 2022-005
    Significant Deficiency
  • 254953 2022-005
    Significant Deficiency
  • 254954 2022-005
    Significant Deficiency
  • 831393 2022-004
    -
  • 831394 2022-005
    Significant Deficiency
  • 831395 2022-005
    Significant Deficiency
  • 831396 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $724,699
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $252,449
21.023 Emergency Rental Assistance Program $235,116
14.218 Community Development Block Grants/entitlement Grants $208,947
21.027 Coronavirus State and Local Fiscal Recovery Funds $91,382
14.267 Continuum of Care Program $47,009
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $0