Finding 25263 (2022-002)

Material Weakness
Requirement
H
Questioned Costs
-
Year
2022
Accepted
2023-02-08
Audit: 23379
Organization: Women’s Advocates Inc. (MN)

AI Summary

  • Core Issue: The organization lacks a process for reviewing and approving payroll accruals, leading to potential inaccuracies.
  • Impacted Requirements: This finding violates 2 CFR 200.303, which mandates effective internal controls over federal awards.
  • Recommended Follow-Up: Implement internal controls to ensure monthly payroll accruals are reviewed and approved by someone other than the preparer.

Finding Text

Federal Agency: Department of Justice Federal Program Name: Crime Victim Services 2020 and Crime Victim Services 2022 Assistance Listing Number: 16.575 Pass-Through Agency: Minnesota Office of Justice Programs Pass-Through Numbers: A-CVS-2020-WOMADV-044 and A-CVS-2022-WOMADV-021 Award Period: 10/1/2019 ? 9/30/2021 and 10/1/2021 ? 9/30/2023 Type of Finding: ? Material Weakness in Internal Control over Compliance Criteria: 2 CFR 200 ?200.303 requires that entities must establish and maintain effective internal control over Federal awards. Condition: The Organization did not have a process to review or approve payroll accruals. Context: In our audit testing of the period of performance for the grant ending and the grant beginning in the fiscal year there was not appropriate documentation of review or approval of the payroll accrual. Cause: Internal control procedures were not in place to review and approve payroll accruals every month. Effect: When internal controls are not in place over payroll accrual, the accrual could be calculated incorrectly and wages may be charged to the wrong grant. Repeat Finding: No Recommendation: The Organization should implement internal controls to ensure that there is review and approval of monthly payroll accruals by someone who does not prepare the accrual calculation. View of Responsible Officials: Management is in agreement with this audit finding.

Corrective Action Plan

2022-002 Crime Victim Services- Assistance Listing No. 16.575 Recommendation: The Organization should implement internal controls to ensure that there is review and approval of monthly payroll accruals by someone who does not prepare the accrual calculation. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Payroll accruals are currently reviewed and approved by a contracted accountant. This task will transition to financial staff by the end of the fiscal year 2023. Name(s) of the contact person(s) responsible for corrective action: Yulanda Williams

Categories

Material Weakness Period of Performance Internal Control / Segregation of Duties

Other Findings in this Audit

  • 25262 2022-001
    Material Weakness
  • 601704 2022-001
    Material Weakness
  • 601705 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $729,152
21.027 Coronavirus State and Local Fiscal Recovery Funds $66,000
14.195 Section 8 Housing Assistance Payments Program $42,641
10.558 Child and Adult Care Food Program $22,773
14.231 Emergency Solutions Grant Program $17,040