Finding 24951 (2022-005)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2023-03-30
Audit: 25226
Organization: Marian University, Inc. (WI)

AI Summary

  • Core Issue: The University over awarded Direct Subsidized Loans by not accounting for local scholarships, leading to excess funding.
  • Impacted Requirements: The calculation of loan amounts must include all financial assistance, including local scholarships, to ensure compliance.
  • Recommended Follow-Up: Update the awarding process for Direct Subsidized Loans to prevent future over awards.

Finding Text

2022 ? 005: Over Awarding of Need Based Aid Federal Agency: U.S. Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: 84.268 Federal Award Identification Number and Year: P268K222439-2022 Award Period: July 1, 2021 to June 30, 2022 Type of Finding: ? Significant Deficiency in Internal Control over Compliance ? Other Matters Criteria or specific requirement: In determining loan amounts for Direct Subsidized Loans, the financial aid administrator subtracts from the COA, the EFC, and the estimated financial assistance for the period of enrollment that the student (or parent on behalf of the student) will receive from federal, state, institutional or other sources. Condition: The University provided Direct Subsidized loans in excess of the allowable amount to students who had scholarships from eligible local sources that should have reduced the amount awarded. Questioned costs: The finding resulted in known questioned costs of $6,537. Context: We noted two (2) out of forty (40) students selected for testing where the individuals were over awarded Direct Subsidized Loans due to the exclusion of scholarships from local sources as identified in the stated criteria. Cause: The University?s internal controls failed to detect the exclusion of scholarships from local sources in the calculation of the Direct Subsidized Loan amount awarded to eligible students. Effect: The University over awarded students who received Direct Subsidized Loans based on the stated criteria. Repeat Finding: No Recommendation: We recommend the University update its awarding process for Direct Subsidized Loans. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

2022-005: Student Financial Aid Cluster ? Assistance Listing No. 84.268 Recommendation: We recommend the University update its awarding process for Direct Subsidized Loans. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: University policy is to include all scholarships in determining need-based aid. Further, policy is in place to ensure the Financial Aid Office is informed of all scholarships received. The University will enhance training to ensure the proper allocation of need-based aid with specific focus on required revisions of aid due to late receipt/notification of scholarships. Name(s) of the contact person(s) responsible for corrective action: Benjamin Soman Planned completion date for corrective action plan: 06/30/2023

Categories

Questioned Costs Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 24939 2022-002
    Significant Deficiency
  • 24940 2022-003
    Significant Deficiency
  • 24941 2022-008
    Significant Deficiency
  • 24942 2022-002
    Significant Deficiency
  • 24943 2022-003
    Significant Deficiency
  • 24944 2022-008
    Significant Deficiency
  • 24945 2022-003
    Significant Deficiency
  • 24946 2022-002
    Significant Deficiency
  • 24947 2022-008
    Significant Deficiency
  • 24948 2022-010
    Material Weakness
  • 24949 2022-011
    Material Weakness
  • 24950 2022-002
    Significant Deficiency
  • 24952 2022-006
    Material Weakness
  • 24953 2022-007
    Significant Deficiency
  • 24954 2022-008
    Significant Deficiency
  • 24955 2022-009
    Significant Deficiency
  • 24956 2022-010
    Material Weakness
  • 24957 2022-011
    Material Weakness
  • 24958 2022-002
    Significant Deficiency
  • 24959 2022-006
    Material Weakness
  • 24960 2022-008
    Significant Deficiency
  • 24961 2022-004
    Significant Deficiency
  • 24962 2022-004
    Significant Deficiency
  • 601381 2022-002
    Significant Deficiency
  • 601382 2022-003
    Significant Deficiency
  • 601383 2022-008
    Significant Deficiency
  • 601384 2022-002
    Significant Deficiency
  • 601385 2022-003
    Significant Deficiency
  • 601386 2022-008
    Significant Deficiency
  • 601387 2022-003
    Significant Deficiency
  • 601388 2022-002
    Significant Deficiency
  • 601389 2022-008
    Significant Deficiency
  • 601390 2022-010
    Material Weakness
  • 601391 2022-011
    Material Weakness
  • 601392 2022-002
    Significant Deficiency
  • 601393 2022-005
    Significant Deficiency
  • 601394 2022-006
    Material Weakness
  • 601395 2022-007
    Significant Deficiency
  • 601396 2022-008
    Significant Deficiency
  • 601397 2022-009
    Significant Deficiency
  • 601398 2022-010
    Material Weakness
  • 601399 2022-011
    Material Weakness
  • 601400 2022-002
    Significant Deficiency
  • 601401 2022-006
    Material Weakness
  • 601402 2022-008
    Significant Deficiency
  • 601403 2022-004
    Significant Deficiency
  • 601404 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $9.11M
84.063 Federal Pell Grant Program $1.91M
84.038 Federal Perkins Loan Program $902,034
84.042 Trio_student Support Services $257,623
84.047 Trio_upward Bound $229,732
84.425 Education Stabilization Fund $212,715
84.007 Federal Supplemental Educational Opportunity Grants $73,796
84.033 Federal Work-Study Program $58,875
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $7,543