Finding 24148 (2022-002)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2022
Accepted
2023-05-29

AI Summary

  • Core Issue: The Department of Education lacks effective internal controls over federal-funded equipment management, risking misappropriation and non-reimbursement.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) and 2 CFR 200.313(c-e) regarding equipment and real property management is not being met.
  • Recommended Follow-Up: Management should establish and implement control processes to align with federal equipment management requirements.

Finding Text

2022-002 Department of Education and Passed through State of South Dakota Department of Education Federal Financial Assistance Listing #84.425C, 2021G-797, 03/13/2020 ? 09/30/2022 COVID-19 Education Stabilization Fund - Governor?s Emergency Education Relief (GEER) Fund Equipment and Real Property Management Significant Deficiency in Internal Control over Compliance and Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. The non-Federal entity must conform with equipment and real property management procedures identified in 2 CFR 200.313 (c) through (e). Condition: In our sample of expenditures selected for testing, we noted the following items: a) No support to substantiate a physical inventory of federal-funded equipment was performed within the last two years. b) Federal-funded equipment is not distinguished separately from non-federal-funded equipment within the Club?s fixed asset listing. Cause: The Club has not implemented controls over equipment and real property management to comply with federal requirements. Effect: Without established controls over equipment and real property management, the risk is increased that equipment could be misappropriated or that the federal agency would not be reimbursed if federal funded equipment was disposed. Questioned Costs: None reported Context: There were two fixed asset purchases, totaling $444,129, charged to the federal award, which were both tested. Repeat Finding from Prior Year: No Recommendation: We recommend that management implement control processes to conform with the Uniform Guidance equipment and real property management requirements noted above. Views of Responsible Officials: Management is in agreement.

Corrective Action Plan

Finding 2022-002 Equipment and Real Property Management Significant Deficiency in Internal Control over Compliance and Compliance Federal Agency Name: Department of Education and Passed through State of South Dakota Department of Education Program Name: COVID-19 Education Stabilization Fund - Governor's Emergency Education Relief (GEER) Fund Federal Financial Assistance Listing #84.425C Finding Summary: In the sample of expenditures selected for testing, no support to substantiate a physical inventory of federal-funded equipment was performed within the last two years. In addition, Federal-funded equipment is not distinguished separately from non-federal-funded equipment within the Club's fixed asset listing. Responsible Individuals: Jody Hernandez, Chief Executive Officer; Darcie Bien, Chief Financial Officer Corrective Action Plan: A physical inventory of federally-funded equipment will be completed annually to assure that all federally funded equipment and real property is accounted for. All federally-funded assets are now identified on the fixed asset listing. Anticipated Completion Date: June 30, 2023

Categories

Equipment & Real Property Management

Other Findings in this Audit

  • 600590 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $492,390
84.287 Twenty-First Century Community Learning Centers $194,444
16.540 Juvenile Justice and Delinquency Prevention_allocation to States $134,747
16.726 Juvenile Mentoring Program $70,000
45.129 Promotion of the Humanities_federal/state Partnership $17,080
10.559 Summer Food Service Program for Children $11,920
93.933 Demonstration Projects for Indian Health $10,198
93.235 Affordable Care Act (aca) Abstinence Education Program $4,860