Finding 24041 (2022-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-05-07
Audit: 19960
Organization: Cottey College (MO)

AI Summary

  • Core Issue: The College failed to report 8 out of 40 disbursements to the COD system within the required 15-day timeframe.
  • Impacted Requirements: Compliance with Department of Education regulations for timely reporting of Pell and Direct Loan disbursements (34 CFR 690.83(b)(2) and 34 CFR 685.309).
  • Recommended Follow-Up: The College should review and improve its procedures for reporting disbursements to ensure accuracy and compliance with deadlines.

Finding Text

Federal Agency: Department of Education Federal Program: Student Financial Assistance Cluster Assistance Numbers: 84.007 ? Federal Supplemental Education Opportunity Grants 84.033 ? Federal Work Study Program 84.063 ? Federal Pell Grant Program 84.268 ? Federal Direct Student Loans Award Period: July 1, 2021 to June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: The Department of Education requires the College to report the disbursement dates and amounts to the Common Origination and Disbursement (COD) system within 15 days of disbursing Pell (34 CFR 690.83(b)(2) and Direct Loan (34 CFR 685.309) funds to a student. Condition: During our testing, we noted 8 of the 40 disbursements were reported outside of the 15-day requirements. Furthermore, 1 of the 40 disbursement dates per COD did not align with the student account. Questioned Costs: None Context: During our testing, it was noted the College did not properly follow the process to ensure disbursements are accurately reported to COD. Cause: The College did not follow the procedure to meet the requirement that disbursements made to students must be reported to COD within 15 days of the disbursement date. Effect: Students? interest accrues based on disbursement date reported to COD for Direct Loan disbursements, thus interest calculation could be skewed due to the discrepancy in disbursement dates reported. Repeat Finding: No Recommendation: We recommend the College evaluate its procedures and policies around reporting disbursements to COD to ensure that student information is reported accurately and timely. View of Responsible Official: There is no disagreement with the audit finding.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 24031 2022-002
    Significant Deficiency
  • 24032 2022-003
    Significant Deficiency
  • 24033 2022-004
    Significant Deficiency Repeat
  • 24034 2022-002
    Significant Deficiency
  • 24035 2022-003
    Significant Deficiency
  • 24036 2022-004
    Significant Deficiency Repeat
  • 24037 2022-002
    Significant Deficiency
  • 24038 2022-003
    Significant Deficiency
  • 24039 2022-004
    Significant Deficiency Repeat
  • 24040 2022-002
    Significant Deficiency
  • 24042 2022-004
    Significant Deficiency Repeat
  • 24043 2022-005
    Significant Deficiency
  • 24044 2022-005
    Significant Deficiency
  • 600473 2022-002
    Significant Deficiency
  • 600474 2022-003
    Significant Deficiency
  • 600475 2022-004
    Significant Deficiency Repeat
  • 600476 2022-002
    Significant Deficiency
  • 600477 2022-003
    Significant Deficiency
  • 600478 2022-004
    Significant Deficiency Repeat
  • 600479 2022-002
    Significant Deficiency
  • 600480 2022-003
    Significant Deficiency
  • 600481 2022-004
    Significant Deficiency Repeat
  • 600482 2022-002
    Significant Deficiency
  • 600483 2022-003
    Significant Deficiency
  • 600484 2022-004
    Significant Deficiency Repeat
  • 600485 2022-005
    Significant Deficiency
  • 600486 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $999,516
84.063 Federal Pell Grant Program $637,109
84.425 Education Stabilization Fund $431,091
84.033 Federal Work-Study Program $29,746
84.007 Federal Supplemental Educational Opportunity Grants $18,741