Finding 2358 (2022-003)

- Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-11-22
Audit: 4043
Auditor: Sikich LLP

AI Summary

  • Core Issue: One incorrect refund calculation was found for a drop student, repeating a previous error.
  • Impacted Requirements: Compliance with the Return to Title IV refund calculation rules (34 CFR 668.22) was not met.
  • Recommended Follow-Up: Credit $196 to the student's account and enhance controls over refund calculations.

Finding Text

FINDING 2022-002: INCORRECT REFUND CALCULATION FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION PROGRAM NAME: FEDERAL DIRECT LOAN PROGRAM ALN#: 84.268 YEAR ENDED: DECEMBER 31, 2022 Compliance Requirement: Special Tests and Provisions (N.) - Return of Title IV Funds. Criteria: An institution must use the Return to Title IV refund calculation (34 CFR 668.22). Condition: We tested eight drop students and found one incorrect refund calculation. This is a repeat finding of prior year Finding 2021-001. Cause: The condition was caused by not including a scheduled break of five days or more when calculating the percentage of Title IV earned in Step 2 of the Return to Title IV refund calculation. Effect: The result is the Institution returned funds to the Department of Education that should have been retained by the Institution. Question Costs: $0 Statistical sampling was not used when making sample selections. Recommendation: We recommend the Institution credit $196 to the student's account and increase controls over refund calculations. Views of Responsible Officials: The Institution agrees with the Single Audit Finding and a response is included in the Corrective Action Plan.

Corrective Action Plan

A. Comments on Findings and Recommendations: 2022-003 – INCORRECT REFUND CALCULATION We agree with the finding for an incorrect refund calculation. B. Actions Taken or Planned: 2022-003 – INCORRECT REFUND CALCULATION The refund was calculated incorrectly and was caused by not including a scheduled break of 5 days or more due to the Thanksgiving holiday. This resulted in a refund being transmitted to the Department of Education that should have been retained by the college. The college will credit the $196 to the student’s account and in the future, a more thorough cross-check of the R2T4 will be performed by the Financial Aid office before processing the refund.

Categories

Student Financial Aid Special Tests & Provisions Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 2356 2022-001
    Material Weakness
  • 2357 2022-002
    Material Weakness
  • 578798 2022-001
    Material Weakness
  • 578799 2022-002
    Material Weakness
  • 578800 2022-003
    - Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.20M
84.425 Covid-19 Education Stabilization Fund $12,179