Finding 21723 (2022-002)

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Requirement
P
Questioned Costs
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Year
2022
Accepted
2023-03-16
Audit: 24895
Organization: City of Grass Valley (CA)

AI Summary

  • Core Issue: The City submitted an inaccurate Schedule of Expenditures of Federal Awards (SEFA) with overreported federal expenditures by $495,601.
  • Impacted Requirements: Internal controls require timely and accurate federal expenditure reporting to the City Auditor.
  • Recommended Follow-Up: Ensure the City provides correct federal expenditure information at the start of audit fieldwork to prevent future discrepancies.

Finding Text

2022-002 Name: Community Development Block Grants/State?s Program and Non-Entitlement Grants in Hawaii Assistance Listing #: 14.228 Federal Grantor: U.S. Department of Housing and Urban Development Pass Through Entity: State Department of Housing and Community Development Award No.: Various Year: 2021/2022 Compliance Requirement: Other Criteria Internal controls over the Schedule of Expenditures of Federal Awards (SEFA) requires that the City provide accurate Federal expenditure information to the City Auditor in a timely manner. Condition During our testing of major programs, we noted that the SEFA provided by the City at the beginning of the audit fieldwork contained errors in the federal expenditures. Expenditures included on the City?s SEFA provided at the beginning of the audit were more than actual expenditures by $495,601 in the programs listed above. Cause The City did not provide accurate information to include on the SEFA that was provided to us at the beginning of the audit. Effect The SEFA provided at the beginning of fieldwork was not materially correct and adjustments were needed to accurately reflect all Federal expenditures. Questioned Cost No questioned costs were identified as a result of our procedures. Context The condition noted above was identified during our procedures related to reporting over the programs. Repeat Finding This is not a repeat finding. Recommendation We recommend that the City provide the Auditor with accurate federal expenditure information at the beginning of audit fieldwork. Views of Responsible Officials and Planned Corrective Action Refer to separate Management?s Corrective Action Plan for views of responsible officials and management?s responses.

Corrective Action Plan

2022-002 Community Development Block Grants/State?s Program and Non-Entitlement Grants in Hawaii We recommend that the City provide the Auditor with accurate federal expenditure information at the beginning of audit fieldwork. Management?s Response: We concur with the finding. See comment for Finding 2022-001 above. Responsible Individual: Andy Heath, Finance Director Corrective Action Plan: The City will work to assure the proper amounts of grant and program income are reported to the auditors. Anticipated Completion Date: FY 2022-23

Categories

Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $7.94M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $3.70M
21.027 Coronavirus State and Local Fiscal Recovery Funds $688,058
66.818 Brownfields Assessment and Cleanup Cooperative Agreements $122,631
20.205 Highway Planning and Construction $104,251