Finding 20970 (2022-001)

Significant Deficiency
Requirement
P
Questioned Costs
$1
Year
2022
Accepted
2022-12-27

AI Summary

  • Core Issue: LifeSmart Youth submitted inaccurate claims for governmental grants due to duplicate expenses not caught by internal controls.
  • Impacted Requirements: Lack of internal controls over grant reporting led to noncompliance and questioned costs of $17,450.
  • Recommended Follow-Up: LifeSmart Youth should review supporting documents for claims to prevent future errors and ensure accurate reporting.

Finding Text

Finding 2022-001 ? Internal Control over Grant Reporting Finding Resolution Status: In Process. Information on Universe and Population Size: This is not applicable. Sample Size Information: This is not applicable. Noncompliance Information: Inadvertently overbilling governmental grants. Statement of Condition: LifeSmart Youth?s booking company prepares the monthly financial reports which are used to create claims for reimbursement. For one vendor, duplicate expenses were inadvertently entered (not paid) in the accounting software which was used on the governmental claims for reimbursement. LifeSmart Youth?s internal control over grant reporting did not catch these duplicate amounts. Criteria: LifeSmart Youth lacks internal controls over grant reporting. Effect or Potential Effect: Due to the lack of internal controls over grant reporting, inaccurate governmental claims were submitted for reimbursement. The error occurred with one vendor and has been resolved going forward. Cause: LifeSmart Youth relied the on third party bookkeeping company and did not review the underlying supporting documents. LifeSmart Youth?s internal control did not catch these duplicate amounts. Recommendation: LifeSmart Youth should review the underlying documents used to create claims for reimbursement from governmental agencies. Auditor Noncompliance Information: S ? Internal Control Deficiency. Questioned Costs: $17,450 Reporting Views of Responsible Officials: LifeSmart Youth will review the underlying documents used to create claims for reimbursement from governmental agencies. Concur or Do Not Concur with This Finding: Concur. Agree or Disagree with Auditor Recommendations: Agree. Completion Date: November 30, 2022 Actions Taken or Plan on the Finding: For the questioned costs, LifeSmart Youth will reduce future claims until those amounts are paid back in full.

Corrective Action Plan

Current Finding on Schedule of Findings, Questioned Costs and Recommendations See Schedule of Findings and Questioned Costs for the year ended September 30, 2022.

Categories

Questioned Costs Internal Control / Segregation of Duties Cash Management Reporting

Other Findings in this Audit

  • 597412 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.235 Affordable Care Act (aca) Abstinence Education Program $363,592
93.297 Teenage Pregnancy Prevention Program $240,207
93.136 Injury Prevention and Control Research and State and Community Based Programs $92,219
93.959 Block Grants for Prevention and Treatment of Substance Abuse $22,400