Finding 20761 (2022-003)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-08-17
Audit: 18316
Organization: Dickinson County (MI)

AI Summary

  • Core Issue: The County failed to check if vendors were suspended or debarred before contracts over $25,000.
  • Impacted Requirements: This violates 2 CFR Section 200.214 and 2 CFR part 180 regulations on vendor eligibility.
  • Recommended Follow-Up: Use sam.gov or the ELPS listing to verify vendor status before any procurement transactions.

Finding Text

Federal Grants Management - Procurement Policy ? Suspension and Debarment Federal Agency: Department of Treasury Federal Program Name: Coronavirus State and Local Fiscal Recovery Funds Assistance Listing Number: 21.027 Federal Award Identification Number and Year: N/A Pass-Through Agency: Michigan Department of Treasury Award Period: March 1, 2021 ? December 31, 2024 Type of Finding: Material Weakness in Internal Control over Compliance and Other Matter Criteria or Specific Requirement 2 CFR Section 200.214 requires non-federal entities to follow suspension and debarment regulations outlined in 2 CFR part 180. When a nonfederal entity enters into a covered transaction with an entity at a lower tier, the nonfederal entity must verify that the entity, as defined in 2 CFR section 180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. Condition The County did not perform a search for suspension and debarment for vendors the County initiated procurement transactions in excess of $25,000. Questioned Costs None Context There were five transactions that exceeded the $25,000 covered transaction threshold during the granting period. During our testing, it was noted on all five items tested that Dickinson County, Michigan was not reviewing vendors prior to entering into a contract with a vendor to ensure the vendor was not on the suspended or debarred vendor list maintained by the General Services Administration. Cause The County was not aware of the requirements under suspension and debarment. Effect The County could contract with a vendor that has been suspended or debarred from receiving federal funds. Recommendation We recommend the County use sam.gov or the ELPS listing to review clients at the beginning of the year or before a transaction is incurred in accordance with Uniform Guidance requirements. Views of Responsible Officials and Planned Corrective Actions There is no disagreement with the audit finding.

Corrective Action Plan

2022-003 Coronavirus Relief Funds ? Assistance Listing No. 21.027 Recommendation: CLA recommends the County use sam.gov or the ELPS listing to review clients at the beginning of the year or before a transaction is incurred in accordance with Uniform Guidance requirements. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Dickinson County will use sam.gov or the ELPS listing to review clients at the beginning of the year or before a transaction is incurred in accordance with Uniform Guidance requirements. Name of the contact person responsible for corrective action: Brian Bousley, Controller/Administrator Planned completion date for corrective action plan: December 31, 2023 If the State of Michigan has questions regarding this plan, please call Brian Bousley at 906-774-2573.

Categories

Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 20762 2022-004
    Significant Deficiency
  • 597203 2022-003
    Material Weakness
  • 597204 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.70M
97.067 Homeland Security Grant Program $337,642
93.563 Child Support Enforcement $37,887
97.090 Law Enforcement Officer Reimbursement Agreement Program $14,400
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $8,368
97.012 Boating Safety Financial Assistance $4,000