Finding 20174 (2022-003)

- Repeat Finding
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: Two out of sixty fund requests exceeded the three-day disbursement requirement, violating federal cash management rules.
  • Impacted Requirements: Non-compliance with 24 CFR section 570.489 (c)(1) regarding timely disbursement of federal funds.
  • Recommended Follow-Up: Management should enhance disbursement procedures to ensure compliance and reduce delays in fund transfers.

Finding Text

Finding number: 2022-003 Federal program: 14.872 Public Housing Capital Fund (CFP) Category: Compliance - Cash Management Criteria or specific requirement: 24 CFR section 570.489 (c)(1) establishes that units of general local governments shall use procedures to minimize the time elapsing between the transfer of funds by the federal government and the disbursement made by the grantee. Condition: In testing compliance with the cash management requirement related to the time elapsed between the receiving of the request of funds from the federal government and the disbursement of funds; we observed that two (2) out of sixty (60) files requests of funds from the Capital Fund did not comply with the maximum three days of disbursement. In one instance, the days were exceeded by eight (8) days and in other instance by five (5) days. Questioned costs: No questioned costs were identified. Perspective information: We selected for testing sixty (60) requests from the Capital Fund out of 296 requests made during the year ended June 30, 2022. Cause: There was a lack of coordination by certain employees in charge of monitoring the time that elapsed between the cash requests and the disbursements of funds. Effect: In these instances, the Administration did not follow the established procedures to comply with 24 CFR, Section 570.489 (c) (1) to avoid requesting excess of cash. Recommendation: We recommend management to strengthen its disbursements procedures to minimize the time between the transfer of funds by the federal government and disbursements made by the PRPHA. Views of responsible officials and planned corrective action: See Administration?s corrective action plan.

Corrective Action Plan

Cash Disbursements are made in accordance with cash management regulations and HUD requirements. However, we have additional layers of approvals as required by our HUD Field Office which depends on availabilty of outside personnel that is not under our control. Unexpected events such as COVID 19 effect on employee assistance or different government workdays can affect our cash approvals at the bank level. We try to minimize and prevent these situations with a close coordination with the different approving officials . This is a recurring action plan.

Categories

HUD Housing Programs Subrecipient Monitoring Cash Management

Other Findings in this Audit

  • 20175 2022-001
    Significant Deficiency Repeat
  • 20176 2022-002
    Significant Deficiency Repeat
  • 20177 2022-005
    -
  • 20178 2022-004
    Significant Deficiency
  • 596616 2022-003
    - Repeat
  • 596617 2022-001
    Significant Deficiency Repeat
  • 596618 2022-002
    Significant Deficiency Repeat
  • 596619 2022-005
    -
  • 596620 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $319.54M
14.872 Public Housing Capital Fund $88.94M
14.871 Section 8 Housing Choice Vouchers $77.55M
21.023 Emergency Rental Assistance Program $23.89M
97.088 Disaster Assistance Projects $1.42M
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $1.04M
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $615,415
14.879 Mainstream Vouchers $65,847
16.609 Project Safe Neighborhoods $43,154