Finding 20078 (2022-002)

Significant Deficiency
Requirement
BG
Questioned Costs
-
Year
2022
Accepted
2023-03-24

AI Summary

  • Core Issue: The District food service program lacked proper internal controls to monitor costs for compliance with federal requirements during the pandemic.
  • Impacted Requirements: The Uniform Guidance mandates internal controls for compliance with allowability and level of effort in federal programs, which were not adequately implemented.
  • Recommended Follow-Up: The District should establish and adapt internal controls for monitoring costs whenever the food service program is expanded, ensuring compliance with federal guidelines.

Finding Text

Condition: The District food service program did not adapt internal controls to monitor costs for their allowability or level of effort in the food service program as being incurred. Criteria: The Uniform Guidance requires internal controls over compliance requirements that are direct and material to federal program. The Child Nutrition Cluster has direct and material compliance requirements of allowability and level of effort. Context: The District food service program refunded the general fund $1,601,930 for prior year costs incurred during the COVID-19 pandemic state of emergency. Cause: During the COVID-19 pandemic state of emergency the District operated an expanded food service program for the community. Due to the extraordinary circumstances and uncertainty of the funding source for costs, the District did not adapt internal controls to monitor costs for their allowability or level of effort in the food service program as being incurred. Effect: There may have been instances of noncompliance with allowability and level of effort of costs incurred that were not prevented or detected by management or employees of the District in their normal course of performing their assigned functions. Instances of noncompliance could have been either including or excluding applicable costs incurred. Questioned Costs: None Recommendation: When the District expands the food service program under any circumstances, the District should adapt internal controls to monitor costs for their allowability and level of effort in the food service program as being incurred. View of Responsible Official and Planned Corrective Action (Unaudited): The District will establish protocol in the food service program for extraordinary and usual circumstances to ensure internal controls are adapted for monitoring costs as being incurred for their allowability and level of effort.

Corrective Action Plan

Corrective Action: When the District expands the food service program under any circumstances, the District will adapt internal controls to monitor costs for their allowability and level of effort in the food service program as being incurred. Method of Implementation: Formal communication between food service director and school business administrator during any circumstances when the District expands the food service program. Person(s) Responsible for Implementation: Sue Prusko, Food Service Director; Anthony Dragona, School Business Administrator Completion Date of Implementation: June 30, 2023

Categories

Subrecipient Monitoring School Nutrition Programs Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 596520 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $20.81M
10.559 Summer Food Service Program for Children $10.85M
84.002 Adult Education - Basic Grants to States $1.99M
84.027 Special Education_grants to States $763,333
84.367 Improving Teacher Quality State Grants $706,837
21.027 Coronavirus State and Local Fiscal Recovery Funds $526,302
93.778 Medical Assistance Program $500,547
84.365 English Language Acquisition State Grants $466,154
84.424 Student Support and Academic Enrichment Program $440,222
10.565 Commodity Supplemental Food Program $326,864
84.287 Twenty-First Century Community Learning Centers $297,626
10.582 Fresh Fruit and Vegetable Program $171,187
10.759 Part 1774 Special Evaluation Assistance for Rural Communities and Households (search) $109,328
10.558 Child and Adult Care Food Program $73,379
93.558 Temporary Assistance for Needy Families $66,600
84.173 Special Education_preschool Grants $64,616
84.010 Title I Grants to Local Educational Agencies $23,555
84.048 Career and Technical Education -- Basic Grants to States $459