Finding 19846 (2022-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-06-28

AI Summary

  • Core Issue: The Authority failed to ensure that rent reasonableness checks were completed before the effective date for tenant files, leading to noncompliance with federal regulations.
  • Impacted Requirements: The PHA must assess rent reasonableness at initial leasing and during the contract term, maintaining proper documentation as per federal guidelines.
  • Recommended Follow-up: Assign a dedicated individual to review tenant files regularly to ensure compliance with rent reasonableness requirements.

Finding Text

Finding 2022 ? 003 ? Rent Reasonableness Federal agency: U.S. Department of Housing and Urban Development Federal program title: Housing Choice Voucher Cluster Assistance Listing Numbers: 14.871 and 14.879 Award Period: October 1, 2021 to September 30, 2022 Type of Finding: Material Weakness in Internal Control over Compliance, Material Noncompliance (Modified Opinion) Other Matters Criteria or specific requirement: The PHA must determine that the rent to owner is reasonable at the time of initial leasing. Also, the PHA must determine reasonable rent during the term of the contract: (a) before any increase in the rent to owner, and (b) at the HAP contract anniversary if there is a five percent decrease in the published Fair Market Rent in effect 60 days before the HAP contract anniversary. The PHA must maintain records to document the basis for the determination that rent to owner is a reasonable rent (initially and during the term of the HAP contract) (24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). Condition: During the testing of the Housing Choice Voucher Program tenant files, certain special provision compliance deficiencies were noted as summarized below: Number of Instances Finding 21 Where the rent reasonableness was not performed prior to the effective date 13 Where the Go Section 8 form for rent reasonableness could not be provided 7 Where the 50058 form was missing for the rent reasonableness performed. 10 Where the Go Section 8 form was not signed 7 Where the auditor cannot review the previous 50058 to verify if the rent increase was processed on current transaction. Questioned costs: Undeterminable Context: During our testing, we reviewed 120 tenant files that required a rent reasonableness; 29 tenant files contained errors as noted above with multiple tenant files containing more than one error. The sample was a statistically valid sample. Cause: The Authority failed to determine the reasonableness of the rent being charged before the effective date of the tenant file or failed to properly maintain the applicable forms to support the rent reasonableness performed. Effect: The Authority is not in compliance with federal regulations regarding the determination of reasonable rent. Inaccurate data could cause Authority to be paying an unfair rent to a landlord. Repeat Finding: This is a repeat finding from previous years. The finding numbers are 2017-003, 2018-003, 2019-003, 2020-003, and 2021-003. Recommendation: We recommend that the Authority designate an individual to review tenant files to determine if a rent reasonableness has been performed. Views of responsible officials: There is no disagreement with the audit finding.

Categories

HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 19839 2022-001
    Material Weakness Repeat
  • 19840 2022-002
    Material Weakness Repeat
  • 19841 2022-003
    Material Weakness Repeat
  • 19842 2022-004
    Material Weakness Repeat
  • 19843 2022-005
    Significant Deficiency
  • 19844 2022-001
    Material Weakness Repeat
  • 19845 2022-002
    Material Weakness Repeat
  • 19847 2022-004
    Material Weakness Repeat
  • 19848 2022-005
    Significant Deficiency
  • 596281 2022-001
    Material Weakness Repeat
  • 596282 2022-002
    Material Weakness Repeat
  • 596283 2022-003
    Material Weakness Repeat
  • 596284 2022-004
    Material Weakness Repeat
  • 596285 2022-005
    Significant Deficiency
  • 596286 2022-001
    Material Weakness Repeat
  • 596287 2022-002
    Material Weakness Repeat
  • 596288 2022-003
    Material Weakness Repeat
  • 596289 2022-004
    Material Weakness Repeat
  • 596290 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $30.29M
14.879 Mainstream Vouchers $3.05M
14.241 Housing Opportunities for Persons with Aids $2.92M
14.850 Public and Indian Housing $1.54M
14.872 Public Housing Capital Fund $1.49M
14.871 Emergency Housing Vouchers $570,541
14.871 Covid-19 Hcv Cares Act Funding $360,476
14.895 Jobs-Plus Pilot Initiative $241,191
14.850 Covid-19 Public Housing Cares Act Funding $129,791
14.896 Family Self-Sufficiency Program $107,770
14.870 Resident Opportunity and Supportive Services - Service Coordinators $43,974