Finding 1865 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2023-11-15

AI Summary

  • Issue: Required monthly deposits to the replacement reserve account were missed for three months due to cash flow problems.
  • Impacted Requirement: Monthly deposits must be made as per HUD guidelines to maintain the replacement reserve fund.
  • Follow-Up: Management should ensure timely deposits moving forward and address cash flow issues to meet all obligations.

Finding Text

2023-001 Replacement Reserve Deposits Federal Agency: U.S. Department of Housing and Urban Development (HUD) Federal Program: 14.571 Supportive Housing for the Elderly Condition: Required monthly deposits to the replacement reserve account were not made for three out of twelve months. Criteria: An amount, as required by HUD, will be deposited monthly in the reserve fund. Cause: The Organization did not have sufficient cash flow in order to make the required deposits into the replacement reserve fund and meet the Organization’s other obligations as they became due. Effect: Monthly required deposits to the replacement reserve fund were not made. Context: A sample of twelve months were selected for the replacement reserve account to determine if the monthly required deposits were deposited in accordance with HUD requirements. Our test found that for three months, the monthly required deposit was not made. Our sample was not a statistically valid sample. This was not a repeat finding from a prior period. Questioned Costs: None Recommendations: Management should ensure that the required deposits to the replacement reserve are made in accordance with the agreements. Management Response: The Organization’s unit rents are not at a level to fund the Organization’s operations and properly maintain the project’s maintenance which required the Organization to prioritize paying its utility bills and other required immediate operating costs during the year. See management’s attached corrective action plan for additional information.

Corrective Action Plan

2022-001 Replacement Reserve Deposits 14.571 Supportive Housing for the Elderly Responsible Official Ellen Mason, Executive Director Plan Detail During September 2023, the Organization deposited the delinquent replacement reserve deposits required. In addition, the Organization is working with HUD to increase the Organization’s unit rents to be more consistent with approved rents in the area as well as increase the rents based on the Project’s budget. This increase in rental income will help the Organization fund its annual budget and required deposits to the replacement reserve. Anticipated Completion Date: September 2023.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 578307 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $3.41M