Finding 16324 (2022-004)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-03-06

AI Summary

  • Core Issue: One tenant file lacked documentation for medical expense deductions, impacting income calculations.
  • Impacted Requirements: The Agency must verify and document family income, assets, and deductions as per HUD guidelines.
  • Recommended Follow-Up: Establish procedures for thorough tenant file reviews to ensure all necessary documentation is collected and maintained.

Finding Text

Federal Program ? U.S. Department of Housing and Urban Development AL #14.850 ? Significant Deficiency Criteria ? The Program requires the Agency to obtain and document in the family file third party verification of: (1) reported family annual income; (2) value of assets; (3) expenses related to deductions from annual income; and (4) other factors that affect the determination of adjusted income or income-based rent, for both family income examinations and reexaminations. Condition ? During our review of 15 files, we found one file without support for medical expense deductions. Cause ? In one instance, the Agency did not maintain supporting documentation for medical expense deductions. Context ? We reviewed a sample of 15 files of the Agency?s 144 outstanding tenant files for eligibility requirements. Effect ? Annual income amount for the family reported by the Agency was understated, resulting in a lower total tenant payment (TTP). Repeat Finding ? Not a repeat finding. Recommendation ? We recommend that tenant file review procedures be established and ensure all required documentation is available to support the tenant?s income and eligibility. Views of Responsible Officials and Planned Corrective Actions ? We are aware of the issue and have taken subsequent steps to ensure compliance with this requirement.

Corrective Action Plan

Contact Person Dawn Bacon, Executive Director Corrective Action Plan Error occurred due to lack of oversight in review of calculation of annual income and underlying support. We continue to confirm that all total tenant payment (TTP) calculations are matched to verification of income and deductions documentation in tenant files. Planned Completion Date for CAP FY2023

Categories

Eligibility Significant Deficiency

Other Findings in this Audit

  • 16325 2022-005
    Significant Deficiency
  • 592766 2022-004
    Significant Deficiency
  • 592767 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $417,973
14.872 Public Housing Capital Fund $355,425
14.870 Resident Opportunity and Supportive Services - Service Coordinators $74,546
14.218 Community Development Block Grants/entitlement Grants $50,000