Finding 16018 (2022-002)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-09-17

AI Summary

  • Core Issue: There was a material weakness in monitoring financial statements due to unsupported debt extinguishment.
  • Impacted Requirements: Federal funding organizations must have policies to ensure accurate financial reporting and detect misstatements.
  • Recommended Follow-Up: Obtain a legally binding document to confirm debt forgiveness before recording any extinguishments.

Finding Text

2022-02 Material Weakness Criteria: Organizations receiving federal funds are required to have monitoring policies and procedures in place to provide reasonable assurance that material misstatements in the financial statements are detected. Condition: Management decided that a payable to a related party was not supportable and extinguished the debt on its books. The other entity did not confirm that the debt is incorrect or forgiven. Context: Deficiency was discovered while performing substantive testing on liability balances. Effect: Material misstatements in the financial statements were not detected in a timely manner. Cause: Management did not obtain written documentation to support its position to extinguish the debt from its accounting records. Recommendation: The Organization should obtain a legally binding document prior to recording a debt extinguishment. Response: We acknowledge and will receive formal documentation that will legally forgive the debt or formalize the promissory note

Corrective Action Plan

2022-02 Recommendation: The Organization should obtain a legally binding document prior to recording a debt extinguishment. Corrective Action Planned: We acknowledge and will receive formal documentation that will legally forgive the debt or formalize the promissory note Anticipated This action plan is ongoing as legally binding debt documentation is Implementation being obtained with continued oversight by management and the Board Date: of Directors.

Categories

Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 16017 2022-001
    Material Weakness Repeat
  • 16019 2022-003
    Material Weakness
  • 16020 2022-004
    Material Weakness
  • 16021 2022-005
    Significant Deficiency
  • 592459 2022-001
    Material Weakness Repeat
  • 592460 2022-002
    Material Weakness
  • 592461 2022-003
    Material Weakness
  • 592462 2022-004
    Material Weakness
  • 592463 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $6.44M
21.023 Emergency Rental Assistance Program $2,979