Finding 15957 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-07-16

AI Summary

  • Core Issue: The agency failed to submit quarterly reports on time due to inadequate internal controls.
  • Impacted Requirements: Timely reporting standards for federal funding under the Medicaid program were not met.
  • Recommended Follow-Up: Implement new procedures to ensure all reporting deadlines are consistently met.

Finding Text

2022-004 ? Timely Reporting Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Medical Assistance Program (Medicaid Cluster) Assistance Listing Number: 93.778 Federal Award Identification Number and Year: 2205MN5MAP, 2205MN5ADM ? 2022 Pass-Through Agency: Minnesota Department of Human Services Pass-Through Numbers: 2205MN5MAP, 2205MN5ADM Compliance Requirement Affected: Reporting Award Period: Year-Ended December 31, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: Standard internal control and compliance procedures require expenditures reported on quarterly reports to be submitted to the State of Minnesota by a specified deadline for each particular report. Condition: During testing of reporting requirements, it was noted the Agency did not have adequate internal controls designed to ensure quarterly reports are submitted timely. Questioned Costs: Not applicable. Context: During testing of reporting, it was noted that one of two quarterly Social Services 2556 reports tested were reported to the State of Minnesota after the deadline requirement, it was noted that one of two quarterly Income Maintenance 2550 reports tested were reported to the State of Minnesota after the deadline requirement, and it was noted that two of two quarterly Child and Teen Checkup reports tested were reported to the State of Minnesota after the deadline requirement. Cause: Turnover within the financial department. Effect: The Agency could receive an incorrect federal funding for the program if expenditures are not being timely reported. Repeat Finding: Not applicable. Recommendation: We recommend the Agency implement procedures to ensure all reporting deadlines are met. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 15956 2022-004
    Significant Deficiency
  • 592398 2022-004
    Significant Deficiency
  • 592399 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $1.21M
93.563 Child Support Enforcement $497,967
93.658 Foster Care_title IV-E $481,830
93.558 Temporary Assistance for Needy Families $381,197
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $326,768
93.667 Social Services Block Grant $272,289
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $193,542
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $156,356
93.268 Immunization Cooperative Agreements $65,744
93.069 Public Health Emergency Preparedness $56,536
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $41,310
93.994 Maternal and Child Health Services Block Grant to the States $33,824
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $16,270
93.669 Child Abuse and Neglect State Grants $8,628
93.575 Child Care and Development Block Grant $7,891
93.645 Stephanie Tubbs Jones Child Welfare Services Program $6,650
93.556 Promoting Safe and Stable Families $4,302
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $4,186
84.181 Special Education-Grants for Infants and Families $3,158
93.566 Refugee and Entrant Assistance_state Administered Programs $2,020
93.767 Children's Health Insurance Program $1,647
93.251 Early Hearing Detection and Intervention $1,500
93.590 Community-Based Child Abuse Prevention Grants $1,250
93.314 Early Hearing Detection and Intervention Information System (ehdi-Is) Surveillance Program $75