Finding 15948 (2022-005)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-03-30
Audit: 19565
Auditor: Kbst&m

AI Summary

  • Core Issue: Credit card bills paid by the Consortium are not properly recording intercompany payables for grant expenditures.
  • Impacted Requirements: Internal controls must ensure that all credit card charges and related grant expenses are accurately recorded.
  • Recommended Follow-Up: Review and revise accounting processes to allocate credit card bills to grants and reconcile intercompany accounts.

Finding Text

2022-005 Chesapeake Bay Program - Grant No. CB96343601; Grant period - Year ended June 30, 2022. Significant Deficiency. As discussed at Finding 2022-004 2022-004 Internal Controls over Financial Reporting. Condition: Credit card bills are being paid by the Consortium which include allowable/allocable costs related to the major programs. Intercompany payables for grant expenditures relating to the credit card bills are not being recorded; however, the intercompany receivables are being recorded for the Consortium. Criteria: Internal controls should be in place to provide reasonable assurance that when credit card charges are incurred and the bills are paid by the Consortium, the corresponding grant expense/payables and intercompany receivables are recorded. Cause: Inadequate design of controls over recording intercompany credit card expenditures. Effect: Grant expenditures were understated. Recommendation: Accounting processes and procedures should be reviewed and revised to include the process of allocating credit card bills to corresponding grants and reconciling the intercompany receivables and grant payables. Views of Responsible Officials and Planned Corrective Actions: The Consortium agrees with the finding and are working to improve the accounting processes and procedures.

Corrective Action Plan

Environmental Protection Agency Chesapeake Bay Program - Grant No. CB96343601; Grant period - Year ended June 30, 2022 FINDING 2022-005: Internal Controls Over Financial Reporting Recommendation: Accounting processes and procedures should be reviewed and revised to include the process of allocating and recording credit card bills to corresponding grants. Action Taken: We concur with the recommendation and will adjust our processes accordingly.

Categories

Allowable Costs / Cost Principles Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 592390 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
66.466 Chesapeake Bay Program $1.68M
11.457 Chesapeake Bay Studies $488,186
47.050 Geosciences $86,993