Finding 15895 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-18
Audit: 19548
Auditor: Kpm CPAS PC

AI Summary

  • Core Issue: The College failed to report accurate enrollment status for one student, risking decisions by the Department of Education based on incorrect data.
  • Impacted Requirements: Compliance with 34 CFR 682.610 and 34 CFR 685.309 for timely enrollment reporting to the NSLDS.
  • Recommended Follow-Up: Implement stricter procedures for reporting and reviewing enrollment data, and stay updated with NSLDS guidance.

Finding Text

2022-001 Special Tests and Provisions: Enrollment Reporting Criteria: The College is required to update changes in student enrollment status, report the date the enrollment status was effective, enter anticipated completion date, and submit changes electronically with the National Student Loan Data System (NSLDS) website in accordance with 34 CFR 682.610 and 34 CFR 685.309. Enrollment information must be reported within 30 days whenever attendance changes for students, unless a roster will be submitted within 60 days. Institutions are responsible for timely reporting, whether they report directly or via a third party servicer. Condition: The College has procedures in place to correctly report changes in student enrollment status within the required timeframe, but those procedures did not detect that proper enrollment status information was not provided. Context: A sample of 40 students revealed that enrollment status was not reported properly for one student. A non-statistical sampling methodology was used to select the sample. Effect: The Department of Education may be making decisions on incorrect or outdated information. Cause: The College did not have specific procedures in place to properly report or review reports provided by a third-party servicer to the NSLDS. Questioned Costs: None. Recommendation: We recommend the College implement procedures in order to strictly comply with the requirements of 34 CFR 682.610 and 685.309 as it relates to reporting required to the NSLDS. We further recommend that the College follow the guidance provided in the NSLDS Enrollment Reporting Guide and stay abreast of new guidance as published by the Department of Education. College Response: We concur. The Office of the Registrar at Saint Louis Community College investigated he exception and updated our existing reporting procedures beginning with the Fall 2022 semester. The College believes the new procedures will timely identify and report the required enrollment status changes for the National Student Loan Database System (NSLDS).

Corrective Action Plan

U.S. Department of Education Community College District of St. Louis respectfully submits the following corrective action plan for the year ended June 30, 2022. Contact information for the individual responsible for the corrective action: Mark Swadener, Vice Chancellor of Finance Community College District of St. Louis 3221 McKelvey Road Bridgeton, MO 63044 Independent public accounting firm: KPM CPAs, PC, 1445 East Republic Road, Springfield, MO 65804 Audit Period: Year ended June 30, 2022 The finding from the June 30, 2022 Schedule of Findings and Questioned Costs is discussed below. The finding is numbered with the number assigned in the schedule. Finding ? Major Federal Award Program Audit 2022-001 Recommendation: We recommend the College implement procedures in order to strictly comply with the requirements of 34 CFR 682.610 and 685.309 as it relates to reporting required to the NSLDS. We further recommend that the College follow the guidance provided in the NSLDS Enrollment Reporting Guide and stay abreast of new guidance as published by the Department of Education. Corrective Action Taken: The Office of the Registrar at Saint Louis Community College investigated he exception and updated our existing reporting procedures beginning with the Fall 2022 semester. The College believes the new procedures will timely identify and report the required enrollment status changes for the National Student Loan Database System (NSLDS). Anticipated Completion Date: Fall 2022 semester

Categories

Special Tests & Provisions Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 15896 2022-001
    Significant Deficiency
  • 15897 2022-001
    Significant Deficiency
  • 15898 2022-001
    Significant Deficiency
  • 592337 2022-001
    Significant Deficiency
  • 592338 2022-001
    Significant Deficiency
  • 592339 2022-001
    Significant Deficiency
  • 592340 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $17.57M
84.268 Federal Direct Student Loans $3.03M
17.268 H-1b Job Training Grants $2.49M
84.425 Education Stabilization Fund $2.35M
84.048 Career and Technical Education -- Basic Grants to States $1.05M
84.033 Federal Work-Study Program $808,125
84.007 Federal Supplemental Educational Opportunity Grants $750,312
84.042 Trio_student Support Services $616,627
84.047 Trio_upward Bound $299,514
84.335 Child Care Access Means Parents in School $238,136
17.287 Job Corps Experimental Projects and Technical Assistance (b) $237,088
84.002 Adult Education - Basic Grants to States $185,119
93.732 Mental and Behavioral Health Education and Training Grants $141,932
17.278 Wia Dislocated Worker Formula Grants $105,617
66.815 Environmental Workforce Development and Job Training Cooperative Agreements $78,510
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $31,802
10.558 Child and Adult Care Food Program $26,448
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $19,064
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $3,456
47.076 Education and Human Resources $2,263