Finding 1382 (2022-001)

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Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-11-08

AI Summary

  • Core Issue: Eugene O’Neill Memorial Theater Center, Inc. recorded grant revenue in the wrong fiscal year, impacting financial accuracy.
  • Impacted Requirements: Compliance with 2 CFR Part 200 regarding the period of performance for federal awards was not met due to inadequate internal controls.
  • Recommended Follow-Up: Implement stronger internal controls to ensure expenses are recorded in the correct fiscal year, aligning grant revenue with the period costs were incurred.

Finding Text

Federal Agency: U.S. Small Business Administration Federal Program Name: Shuttered Venue Operators Grant Assistance Listing Number: 59.075 Award Period: July 2, 2021 – December 31, 2021 Type of Finding: • Other Matters Criteria: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with the provisions of period of performance. Eugene O’Neill Memorial Theater Center, Inc. should have internal controls designed to ensure compliance with those provisions. Condition: During our testing of expenditures, we noted Eugene O’Neill Memorial Theater Center, Inc. recorded grant revenue in fiscal year 2022 for expenditures related to fiscal year 2021. This revenue should have been reported in fiscal year 2021 when expenses were incurred. There were not adequate internal controls designed to ensure costs were properly charged to awards within the proper period. Questioned costs: None noted Context: Eugene O’Neill Memorial Theater Center, Inc. was not properly considering the period in which expense was incurred when recording grant revenue. Cause: Exception was caused due to inadequate review over period of performance compliance. Effect: Amounts are reported as revenue in incorrect fiscal year on the financial statements. The expenses were properly charged to the grant and occurred within the grant period. Repeat Finding: No Recommendation: We recommend Eugene O’Neill Memorial Theater Center, Inc. design controls to ensure an adequate review process is in place to review the period of costs incurred to ensure costs are recorded within the financial statements as grant revenue in the proper period. Views of Responsible Officials: Management concurs with the finding. See separate corrective action plan.

Corrective Action Plan

U.S. Small Business Administration Eugene O’Neill Memorial Theater Center, Inc. respectfully submits the following corrective action plan for the year ended August 31, 2022. Audit period: August 31, 2022 The findings from the schedule of findings and questioned costs are discussed below. The findings are numbered consistently with the numbers assigned in the schedule. FINDINGS—FEDERAL AWARD PROGRAMS AUDITS U.S. Small Business Administration 2022-001 Shuttered Venue Operators Grant – Assistance Listing No. 59.075 Recommendation: We recommend Eugene O’Neill Memorial Theater Center, Inc. design controls to ensure an adequate review process is in place to review the period of costs incurred to ensure costs are recorded within the financial statements as grant revenue in the proper period. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management will review more closely to ensure costs are recorded within the financial statements as grant revenue in the proper period.. They also note that costs charged to awards are all award related and within the full award period. Name of the contact person responsible for corrective action: William Kuklinski, Controller and Tiffani Gavin, Executive Director Planned completion date for corrective action plan: October 2, 2023 If the U.S. Small Business Administration has questions regarding this plan, please call William Kuklinski or Tiffani Gavin at (860) 443-5378.

Categories

Allowable Costs / Cost Principles Period of Performance Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
59.075 Shuttered Venue Operators Grant Program $957,647