Finding 12824 (2022-007)

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Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-04-17
Audit: 17742
Organization: City of Las Vegas (NM)

AI Summary

  • Core Issue: Six elected officials received a total of $6,000 in premium pay, which is against federal and state regulations.
  • Impacted Requirements: Payments to elected officials for premium pay violate 31 CFR Part 35 and the New Mexico Governmental Conduct Act.
  • Recommended Follow-Up: Establish internal controls to review regulations before payments and develop a plan to recover the funds from elected officials.

Finding Text

2022-007 Premium Pay (Other Non-Compliance) Assistance Listing Number 21.027 Federal Agency Department of Treasury Program Name Coronavirus State and Local Fiscal Recover Funds Award Number Multiple Award Year 2021-2022 Question Costs None CONDITION: During our testing over premium pay, we noted that 6 elected officials were incorrectly paid premium pay totaling $6,000. CRITERIA: Per 31 CFR Part 35 [RINI505-AC77], Coronavirus State and Local Fiscal Recovery Funds, Final Rule and 2 CFR ?200.318 (C) elected official are prohibited from using funds to pay themselves premium pay. The New Mexico Governmental Conduct Act states that public official at any level of New Mexico state or local government shall not take an official act primarily to improve the employees financial interest or position. EFFECT: The City is not in compliance with state and federal regulations. CAUSE: The City awarded Premium Pay to all City employees including elected officials. AUDITOR?S RECOMMENDATION: We recommend the City create internal controls to ensure that they review federal and state regulations prior to disbursements to ensure costs are allowable. We also recommend the City work with elected officials to create a corrective action plan to recoup the federal funds. MANAGEMENT RESPONSE: Initially premium payments were only made to paid staff. Management was unaware of the provisions in reference to elected officials not being able to receive premium pay so they requested premium pay for the elected officials at a later date. The City Manager has sent an email to all elected officials requesting that the funds be reimbursed to the City. At this time (3) three of the (6) six elected officials have reimbursed the City and the others have committed to do so as well. RESPONSIBLE PARTY: City Manager/Finance Director TIMELINE FOR CORRECTIVE ACTION: June 30, 2023

Corrective Action Plan

Finding Number: 2022-007 Finding : Premium Pay Corrective Action Taken or To Be Taken: Recommend the City create internal controls to ensure that they review federal and state regulations prior to disbursements to ensure costs are allowable. We also recommend the City work with elected officials to create a corrective action plan to recoup the federal funds. Agency Response: Does agency agree with finding? If no or partially, please explain reason(s) why? Initially premium payments were only made to paid staff. Management was unaware of the provisions in reference to elected officials not being able to receive premium pay so they requested premium pay for the elected officials at a later date. The City Manager has sent an email to all elected officials requesting that the funds be reimbursed to the City. At this time (4) four of the (6) six elected officials have reimbursed the City and the others have committed to do so as well. Additional Comments:

Categories

Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds - Nue $857,665
20.509 Formula Grants for Rural Areas and Tribal Transit Program $262,821
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $109,958
93.053 Nutrition Services Incentive Program $73,649
21.027 Coronavirus State and Local Fiscal Recovery Funds - Senior Center $62,671
93.764 Pphf- Cooperative Agreements to Implement the National Strategy for Suicide Prevention (short Title: National Strategy Grants) $33,178
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $28,997
21.019 Coronavirus Relief Fund $19,157
21.027 Coronavirus State and Local Fiscal Recovery Funds - Public Libraries $10,443
93.011 National Organizations of State and Local Officials $3,000
16.804 Recovery Act - Edward Byrne Memorial Justice Assistance Grant (jag) Program / Grants to Units of Local Government $1,197