Finding 12725 (2022-001)

-
Requirement
N
Questioned Costs
$1
Year
2022
Accepted
2022-12-29

AI Summary

  • Core Issue: Management fees paid exceeded HUD's maximum limit by $37,676, and non-allowed compliance fees of $10,450 were also charged.
  • Impacted Requirements: HUD Handbook 4381.5_Rev.2 specifies that management fees cannot exceed $81 PUPM.
  • Recommended Follow-Up: Ensure the Management Agent refunds the overpayments and implements procedures to comply with HUD fee limits moving forward.

Finding Text

Finding # 2022-001 Federal Grantor: U.S. Department of Housing and Urban Development AL# / Program : 14.157 - Supportive Housing for Elderly Type of Finding: Federal Award Finding Finding Resolution Status: In Process Information on Universe Population Size: N/A Sample size information: N/A Criteria: HUD Handbook 4381.5_Rev.2 - Chapter 3 identifies allowed management fees and special fees allowed to be paid. HUD allows a management fee not to exceed $81 PUPM. Statement of Condition: Management fees paid to the management agent exceed the maximum allowed by HUD in the amount of $37,676. In addition, the Management Agent was paid compliance fees in the amount of $10,450, which is not an allowed HUD cost. Cause: The design or operation of control over the calculation and payment of allowed management fees and compliance fees are not sufficient to prevent or detect or correct unallowed payments. Effect or Potential Effect: The Management Agent was overpaid. Auditor Non-Compliance Code: J - Unauthorized Management Fees. Questioned Costs: $48,126 Reporting Views of Responsible Officials: Management Agent will refund all amounts owed to the property per audit finding. Going forward only HUD approved fees will be charged to the property. Context: N/A Recommendations: We recommend that Management refund the overpayments and establish procedures to ensure that the management fees do not exceed the maximum PUPM fee allowed by HUD. Auditor's Summary of the Auditee's Comments on the Findings and Recommendations: Management Agent will refund all amounts owed to the property per audit finding. Going forward only HUD approved fees will be charged to the property. Response Indicator Agree Completion Date 12/31/2022 Response Management Agent will refund all amounts owed to the property per audit finding. Going forward only HUD approved fees will be charged to the property.

Corrective Action Plan

Finding Number Planned Corrective Action Anticipated Completion Date Responsible Contact Person 2022-001 Management Agent will refund all amounts owed to property per Audit finding. Going forward only HUD approved fees will be charged to property. 12/31/2022 Bipin Patel ? Accounting Manager

Categories

Questioned Costs HUD Housing Programs Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $896,425
14.157 Supportive Housing for the Elderly $651,801
14.218 Community Development Block Grants/entitlement Grants $572,750