Finding 12542 (2022-003)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-12-28
Audit: 17250
Organization: Platte Health Center (SD)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The Health Center lacks internal controls to monitor compliance with debt service coverage ratio and working capital calculations.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) is at risk due to insufficient internal monitoring.
  • Recommended Follow-Up: Implement processes to calculate and monitor these financial ratios during the year-end close to ensure loan covenants are met.

Finding Text

2022-003 Department of Agriculture Federal Financial Assistance Listing/CFDA #10.766 Communities Facilities and Loans Grants Cluster Special Test and Provisions Material Weakness in Internal Control over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. The commitment letter for the term load with the bank requires debt service coverage ratio and working capital calculations to be calculated yearly using audited financial statements Condition: Management does not have controls in place to ensure compliance with the requirements as they have not been calculating or monitoring the required ratios internally. Cause: The Health Center was relying on the annual calculations performed by the audit team. Effect: The Health Center could be in violation of the debt coverage requirements if management is not monitoring compliance. Questioned Costs: None reported Context/Sampling: Sampling was not used Repeat Finding from Prior Year: No Recommendation: We recommend management implement process and controls in place to monitor the debt service coverage ratio and working capital calculations as a part of their year-end close process to ensure all covenants of the loan are met. Response: Management agrees with the finding.

Corrective Action Plan

Finding 2022-003 Federal Agency Name: Department of Agriculture Program Name: Communities Facilities Loans and Grants Cluster CFDA#: 10.766 Finding Summary: The Platte Health Center does not have controls in place to ensure compliance with the requirements as they have not been calculating or monitoring the required debt ratios. The Health Center was relying on annual calculations performed by the Eide Bailly audit team. Responsible Individuals: Board of Directors; Mark Burket, CEO; and Vicki Jensen, CFO Corrective Action Plan: Platte Health Center will perform debt service ratio and working capital calculations and implement a review process over the calculations as a part of their year-end close process to ensure all covenants of the loan are met. Anticipated Completion Date: Ongoing

Categories

Subrecipient Monitoring Material Weakness Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 12543 2022-003
    Material Weakness
  • 588984 2022-003
    Material Weakness
  • 588985 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $2.07M
93.697 Covid-19 Testing for Rural Health Clinics $214,524
93.498 Provider Relief Fund $109,616
93.301 Small Rural Hospital Improvement Grant Program $84,317