Answer: The data collection form was submitted late, missing the nine-month deadline.
Trend: This indicates a potential issue with the current systems and procedures for managing financial records.
List: Implement measures to ensure timely submission of financial records in the future.
Finding Text
Cohen noted the data collection form was not submitted by the nine-month filing requirement. Systems and procedures should be in place to ensure financial records are available to be submitted in a timely manner.
Corrective Action Plan
The Organization has implemented new controls and staffing recently that are intended to remediate this matter.