Finding 1230044 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-09-17
Audit: 411297
Organization: Nauset Regional School District (MA)
Auditor: CBIZ CPAS PC

AI Summary

  • Core Issue: The District failed to submit required reporting forms on time, impacting compliance with federal and state requirements.
  • Impacted Requirements: Compliance with reporting requirements set by the Massachusetts Department of Elementary and Secondary Education is essential for federal oversight.
  • Recommended Follow-Up: The District should establish clear internal controls to ensure timely and accurate reporting, with organized documentation available for audits.

Finding Text

2024-001 IMPROVE INTERNAL CONTROLS AND COMPLIANCE WITH REPORTING REQUIREMENTS FEDERAL AGENCY: Department of Education AWARD NAME: COVID-19 – Education Stabilization Fund PASS-THROUGH AGENCY – MASSACHUSETTS DEPARTMENT OF ELEMENTARY AND SECONDARY EDUCATION ASSISTANCE LISTING NUMBER: 84.425 COMPLIANCE REQUIREMENT: Reporting Type of Finding Compliance and Internal Control over Compliance – Material Noncompliance/Material Weakness Criteria or Specific Requirement Grantees must comply with reporting requirements established by the Massachusetts Department of Elementary and Secondary Education, the District’s Pass-Through Grantor (State). In order for the State to comply with federal reporting requirements, the District is required to submit complete and accurate “Recipient Data Collection Forms” to the State. Condition and Context The District did not submit data collection forms timely to the state, nor could the reporting documents submitted to the be reconciled timely to the Fiscal Year 2024 Amounts reported on the Schedule of Expenditures of Federal awards. Cause Management has not established guidelines and procedures to ensure and demonstrate that required reporting is completed, retained, and available for inspection during the audit. Effect or Potential Effect Untimely or inaccurate reporting limits the ability of the state to complete its federal reporting requirements and limits its ability to effectively oversee the federal program. Questioned Costs: None Reported Recommendation The District should implement internal control procedures to ensure compliance with all grant requirements including the completion and retention of all required reports. The documentation should be filed in an organized manner and made readily available for inspection during the audit. Views of Responsible Officials and Planned Corrective Actions Management’s Corrective Action plan is included at the end of this report after the Schedule of Prior Year Findings.

Corrective Action Plan

2024-001: Compliance with Reporting Requirements to Pass Through Agencies Type of Finding Compliance and Internal Control over Compliance - Material Weakness Criteria or Specific Requirement Grantees must comply with reporting requirements established by the Massachusetts Department of Elementary and Secondary Education, the District's Pass-Through Grantor (State). In order for the State to comply with federal reporting requirements, the District is required to submit complete and accurate "Recipient Data Collection Forms" to the State. Condition and Context: The District did not submit data collection forms timely to the state, nor could the reporting documents submitted to the be reconciled timely to the Fiscal Year 2024 Amounts reported on the Schedule of Expenditures of Federal awards. Cause: Management has not established guidelines and procedures to ensure and demonstrate that required reporting is completed, retained, and available for inspection during the audit. Effect or Potential Effect: Untimely or inaccurate reporting limits the ability of the state to complete its federal reporting requirements and limits its ability to effectively oversee the federal program. Questioned Costs None reported Recommendation The District should implement internal control procedures to ensure compliance with all grant requirements including the completion and retention of all required reports. The documentation should be filed in an organized manner and made readily available for inspection during the audit. Views of Responsible Officials and Planned Corrective Actions: The District agrees with the finding. The District has implemented a system to ensure reports are filed timely and accurately going forward.

Categories

Reporting

Other Findings in this Audit

  • 1230041 2024-001
    Material Weakness Repeat
  • 1230042 2024-001
    Material Weakness Repeat
  • 1230043 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $258,648
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $155,843
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $95,950
10.553 SCHOOL BREAKFAST PROGRAM $60,793
84.425 COVID-19 EDUCATION STABILIZATION FUND $34,691
84.027 SPECIAL EDUCATION GRANTS TO STATES $12,116
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $7,420
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $6,206
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $1,923