Finding 1229571 (2025-006)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-09-11
Audit: 410860
Organization: Family Health Centers, Inc. (SC)
Auditor: TERRY HORNE CPA

AI Summary

  • Core Issue: The Organization improperly drew down federal funds in advance without reconciling expenditures, leading to excess cash on hand.
  • Impacted Requirements: This finding violates cash management criteria outlined in 45 CFR 75.305.
  • Recommended Follow-Up: Implement a review process for expenditures before drawing federal funds to prevent unauthorized draws; management agrees to reconcile expenditures moving forward.

Finding Text

Material Weakness Finding: 2025-006 Cash Management – Federal Grants Federal Programs: Department of Health and Human Services Health Center Program Cluster Assistance Listing No. - 93.224 and 93.527 Nurse Education, Practice Quality and Retention Grants Assistance Listing No. - 93.359 Criteria: Cash Management, 45 CFR 75.305 Condition: The Organization made advance draws of federal funds during the year ended December 31, 2025. Cause: The Organization failed to reconcile expenditures prior to drawing federal grant funds. Effect: During the year ended December 31, 2025, 7 advance draws totaling $4,903,985 were made in the U.S. Department of Health and Human Services’ Payment Management System. Portions of these funds were not expended prior to December 31, 2025, resulting in federal cash on hand totaling $924,748 at December 31, 2025. Questioned Costs: None reported. Context/Sampling: The finding appears to be a systemic issue. Repeat Finding from Prior Year: Yes Recommendation: It is recommended that, before the Organization makes a draw of federal funds, a report of year-to-date program expenditures paid as well as year-to-date funds drawn be reviewed to ensure that no unauthorized federal funds are drawn down in excess of expenditures. Views of Responsible Officials: Management concurs. Management will reconcile all expenditures prior to making the federal grant draws to ensure that advance draws of federal funds do not occur. Contact Person: Ernest J. Stan Wardlaw, CEO Anticipated Date of Completion: September 30, 2026

Corrective Action Plan

In Finding 2025-006, a condition was noted that during the year, the Organization failed to reconcile expenditures prior to drawing federal grant funds. In response to Finding 2025-006, Management recognizes the importance of the requirements to draw federal grant funds only after making qualifying expenditures. Additionally the policy has been reviewed and FHC has implemented an approval process for grant draw which include: • Ongoing reconciliation spreadsheets are monitored and balanced to Payment Management System monthly. • Draw request is prepared by Interim Chief Financial Officer and approved by the Chief Executive Officer before the draw is implemented. The CEO verifies documentation for the draw prior to approval. • Documentation is maintained that supports the draw and all expenditures.

Categories

Cash Management Material Weakness

Other Findings in this Audit

  • 1229564 2025-005
    Material Weakness Repeat
  • 1229565 2025-005
    Material Weakness Repeat
  • 1229566 2025-005
    Material Weakness Repeat
  • 1229567 2025-005
    Material Weakness Repeat
  • 1229568 2025-006
    Material Weakness Repeat
  • 1229569 2025-006
    Material Weakness Repeat
  • 1229570 2025-006
    Material Weakness Repeat
  • 1229572 2025-007
    Material Weakness Repeat
  • 1229573 2025-007
    Material Weakness Repeat
  • 1229574 2025-007
    Material Weakness Repeat
  • 1229575 2025-008
    Material Weakness Repeat
  • 1229576 2025-008
    Material Weakness Repeat
  • 1229577 2025-008
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.359 NURSE EDUCATION, PRACTICE QUALITY AND RETENTION GRANTS $1.05M
93.527 AFFORDABLE CARE ACT (ACA) GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $318,364
10.175 FARMERS MARKET AND LOCAL FOOD PROMOTION PROGRAM (B) $95,408
93.224 CONSOLIDATED HEALTH CENTERS (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) $75,584
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES_PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $24,575