Finding 1229421 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-09-11

AI Summary

  • Core Issue: Duplicate invoices were submitted for FEMA reimbursements, leading to questioned costs of $71,629.
  • Impacted Requirements: Costs must be necessary, reasonable, and properly documented as per federal guidelines (2 CFR §200.403).
  • Recommended Follow-Up: The City should review the transactions, consult with FEMA, and implement stricter oversight to prevent future duplicate submissions.

Finding Text

Information on Federal Program United States Department of Homeland Security - Federal Emergency Management Agency (FEMA). Federal Assistance Listing Number 97.036 – Disaster Grants – Public Assistance. Compliance Requirements Activities Allowed or Unallowed / Allowable Costs and Cost Principles Criteria In accordance with 2 CFR §200.403, costs charged to a federal award must be necessary, reasonable, and allocable to the award. Additionally, costs must be adequately documented to be allowable under federal awards. Condition During our testing of activities and allowable costs for the year ended December 31, 2025, we identified four (4) instances in which invoices were submitted twice for reimbursement. Cause No cause could be determined. Effect The City received FEMA grant reimbursements for duplicated costs, potentially reducing available federal funds for future emergencies. Questioned Costs $71,629 Context Seventy-four (74) disbursements totaling $962,629 were selected for testing. Of the items tested, two (2) exceptions were identified in which invoices had been included in multiple reimbursement requests. Upon performing additional procedures, two (2) additional exceptions were noted, resulting in questioned costs. Recommendation We recommend the City review the identified transactions and consult with FEMA regarding resolution of the questioned costs. The City should also take steps to ensure that only allowable, adequately documented costs are submitted for reimbursement and that duplicate invoices are not included in future reimbursement requests. Management’s Response Responsible Official’s Response and Corrective Action Planned: Management has implemented a new process to include financial oversight and review of all documents prior to submission to FEMA for reimbursement going forward. Since the Finding last year, we have not had the opportunity to utilize this new process as the FEMA expenditures in question were prior to last year’s Finding. We will continue to meet with all leadership staff to discuss documentation requirements necessary for FEMA reimbursements. Lastly, Management will only sign off on reimbursed costs after all changes to FEMA requests have been adequately documented. Implementation Date: Immediate Person Responsible for Corrective Action Plan: Chief Financial Officer, Ashley Cason

Corrective Action Plan

Responsible Official’s Response and Corrective Action Planned: Management has implemented a new process to include financial oversight and review of all documents prior to submission to FEMA for reimbursement going forward. Since the Finding last year, we have not had the opportunity to utilize this new process as the FEMA expenditures in question were prior to last year’s Finding. We will continue to meet with all leadership staff to discuss documentation requirements necessary for FEMA reimbursements. Lastly, Management will only sign off on reimbursed costs after all changes to FEMA requests have been adequately documented.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1229420 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
66.202 CONGRESSIONALLY MANDATED PROJECTS $1.20M
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $1.13M
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $874,158
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $691,771
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $221,675
15.916 OUTDOOR RECREATION ACQUISITION, DEVELOPMENT AND PLANNING $200,000
97.137 STATE AND LOCAL CYBERSECURITY GRANT PROGRAM TRIBAL CYBERSECURITY GRANT PROGRAM $147,985
20.933 NATIONAL INFRASTRUCTURE INVESTMENTS $100,625
20.708 NATURAL GAS DISTRIBUTION INFRASTRUCTURE SAFETY AND MODERNIZATION GRANT PROGRAM $74,200
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $20,437
97.047 BRIC: BUILDING RESILIENT INFRASTRUCTURE AND COMMUNITIES $19,763
66.616 ENVIRONMENTAL AND CLIMATE JUSTICE COMMUNITY CHANGE GRANTS PROGRAM $17,522
20.205 HIGHWAY PLANNING AND CONSTRUCTION $6,305
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $5,000
00.000 USSS Task Force $3,000