Finding 1229114 (2023-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2026-09-08
Audit: 410608
Organization: YWCA Dayton (OH)

AI Summary

  • Core Issue: YWCA Dayton could not provide documentation for the eligibility of one TANF program participant during the audit.
  • Impacted Requirements: Federal guidelines require proper documentation to support participant demographics and eligibility for funding.
  • Recommended Follow-Up: YWCA Dayton should create and enforce policies to ensure all intake forms are completed and maintained for every participant.

Finding Text

Documentation for Eligibility of TANF Program Participants Criteria and Condition: Federal administrative requirements require YWCA Dayton to be responsible for the efficient and effective administration of the Federal Award through application of sound management practices. Context: During testing of participant eligibility for TANF funding, the auditor noted that current management of YWCA Dayton could not locate documentation supporting the demographics or program eligibility for one (1) of the ten (10) program participants selected for eligibility testing. Cause: Turnover within YWCA Dayton staff caused there to be certain intake forms which could not be located and provided for testing. Effect: If controls are not in place to ensure the maintenance of documentation of participant demographics and certifications for eligibility, then there could be unallowable costs and activities charged to the Federal Award. Recommendation: We recommend that YWCA Dayton establish effective policies and procedures to ensure the completion and maintenance of intake forms for all program participants. View of Responsible Officials: YWCA Dayton agrees with the finding and will implement the recommendation.

Corrective Action Plan

The organization is in the process of updating its policies to outline the required documentation on the intake forms and the documentation retention requirements for the intake forms.

Categories

Allowable Costs / Cost Principles Eligibility

Other Findings in this Audit

  • 1229113 2023-002
    Material Weakness Repeat
  • 1229115 2023-003
    Material Weakness Repeat
  • 1229116 2023-003
    Material Weakness Repeat
  • 1229117 2023-004
    Material Weakness Repeat
  • 1229118 2023-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $437,680
16.736 TRANSITIONAL HOUSING ASSISTANCE FOR VICTIMS OF DOMESTIC VIOLENCE, DATING VIOLENCE, STALKING, OR SEXUAL ASSAULT $173,814
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $105,528
16.575 CRIME VICTIM ASSISTANCE $68,698
93.671 FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES $24,229
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $19,151
14.235 SUPPORTIVE HOUSING PROGRAM $14,665
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $9,493
16.582 CRIME VICTIM ASSISTANCE/DISCRETIONARY GRANTS $2,850