Finding 1228674 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-09-03

AI Summary

  • Core Issue: The Facility submitted its audit reporting package late, on October 6, 2025, missing the September 30, 2025 deadline.
  • Impacted Requirements: This non-compliance affects eligibility for "low-risk auditee" status, leading to increased audit scrutiny for the next two cycles.
  • Recommended Follow-Up: Management has created a compliance calendar to ensure future submissions are completed by September 15 each year.

Finding Text

Finding 2025-01 - Non-Compliance with Federal Filing Deadlines Federal Program: Section 232: Mortgage Insurance - Nursing Homes, Intermediate Care Facilities, Board and Care Homes, and Assisted Living Facilities (CFDA#14.129) Federal Agency: U.S. Dept. of Housing and Urban Development (HUD) Criteria: In accordance with 2 CFR Section 200.512, "Report Submission," the audit must be completed and the reporting package, including the Data Collection Form (SF-SAC), must be submitted to the Federal Audit Clearinghouse (FAC) within the earlier of 30 calendar days after receipt of the auditor's report, or nine months after the end of the audit period. For the fiscal year ended December 31, 2024, the statutory deadline for submission was September 30, 2025. Condition: The Facility's audit reporting package was submitted to the Federal Audit Clearinghouse on October 6, 2025. This submission occurred six days after the required regulatory deadline of September 30, 2025. Cause: Changes in financial department. Effect: A primary consequence of this late filing is that the Facility will be ineligible for "low-risk auditee" status for the next two consecutive audit cycles. This typically results in increased auditor testing (higher coverage requirements) in future years. Questioned Costs: None noted. Repeat Finding: No. Recommendation: Management concurs with the finding. To prevent future occurrences, the financial department has implemented an updated compliance calendar. All future HUD financial submissions will be targeted for completion and portal upload no later than September 15th of each year. Views of Responsible Officials: See Corrective Action Plan.

Corrective Action Plan

Corrective Action Plan - Finding 2025-01: Non-Compliance with Federal Filing Deadlines To prevent a recurrence, Saints Joachim & Anne Nursing & Rehabilitation Center has updated its internal financial reporting calendar to include a "Hard Close" date for all audit activities. Effective immediately, the Controller is required to initiate the upload of the Data Collection Form and all related financial statements to the Federal Audit Clearinghouse no later than September 15th of each year. This 15-day buffer will ensure that any technical difficulties with the FAC portal or administrative delays do not impact our compliance with federal reporting deadlines. Contact: Christine D'Ottavio, CFO Saints Joachim & Anne Nursing and Rehabilitation Center, 2720 Surf Avenue, Brooklyn, New York 11224 Date: April 28, 2026

Categories

HUD Housing Programs Eligibility Reporting Matching / Level of Effort / Earmarking

Programs in Audit

ALN Program Name Expenditures
14.129 MORTGAGE INSURANCE NURSING HOMES, INTERMEDIATE CARE FACILITIES, BOARD AND CARE HOMES AND ASSISTED LIVING FACILITIES $3.73M