Finding 1228663 (2025-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-09-03
Audit: 410317
Organization: Mid-America Arts Alliance (MO)

AI Summary

  • Core Issue: M-AAA did not submit its indirect cost rate application on time, leading to overbilling of federal grants.
  • Impacted Requirements: Compliance with the Uniform Guidance for allowable indirect costs was not met, resulting in approximately $75,000 in questioned costs.
  • Recommended Follow-Up: Strengthen internal procedures to ensure timely review and submission of indirect cost applications and adherence to approved rates.

Finding Text

Finding #2025-003 – Material Weakness and Material Noncompliance – Allowable Costs. Applicable federal program: National Endowment for the Arts, Promotion of the Arts Grants to Organizations and Individuals, Assistance Listing #45.024, Annual contract periods: 10/01/23 – 09/30/24; 10/01/24 – 09/30/25. Criteria: Under the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) indirect cost reimbursements are provided to a grantee in a grantor approved indirect cost rate or through a 10% de minimus rate applicable as a percentage of direct costs. Condition and context: M-AAA failed to submit its indirect cost rate application in 2024, which resulted in a lapse in an approved rate. At the direction of the program officer at the National Endowment for the Arts, M-AAA was directed to use the 10% de minimus rate; however, the billings were not adjusted for the change in indirect rates resulting in overbilling to the federal grants. Questioned costs: Approximately $75,000 was billed in excess of the amounts allowed for indirect costs for the period of July 1, 2024 to June 30, 2025. Cause and effect: Failure to timely file the indirect cost rate application resulted in reduced amounts being received for indirect costs and over billing of the grant. Recommendation: Re-emphasize internal procedures for review of allowable indirect costs based upon an approved indirect cost rate or election to use 10% de minimus rate. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.

Corrective Action Plan

Finding #2025-003 – Material Weakness and Material Noncompliance – Allowable Costs. Applicable federal program: National Endowment for the Arts, Promotion of the Arts Grants to Organizations and Individuals, Assistance Listing #45.024, Annual contract periods: 10/01/23 – 09/30/24; 10/01/24 – 09/30/25. Condition and context: M-AAA failed to submit its indirect cost rate application in 2024, which resulted in a lapse in an approved rate. At the direction of the program officer at the National Endowment for the Arts, M-AAA was directed to use the 10% de minimus rate; however, the billings were not adjusted for the change in indirect rates resulting in overbilling to the federal grants. Recommendation: Re-emphasize internal procedures for review of allowable indirect costs based upon an approved indirect cost rate or election to use 10% de minimus rate. Planned corrective action: M-AAA has elected to use de minimus rate approved by the National Endowment for the Arts (NEA). We reported the overbilling to the NEA and resolved the difference in the indirect costs that had been applied. Responsible officer: Todd Stein, CEO and Charley Young, Finance Director. Estimated completion date: March 2026.

Categories

Allowable Costs / Cost Principles Cash Management HUD Housing Programs Material Weakness

Other Findings in this Audit

  • 1228662 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
45.025 PROMOTION OF THE ARTS PARTNERSHIP AGREEMENTS $1.77M
45.024 PROMOTION OF THE ARTS GRANTS TO ORGANIZATIONS AND INDIVIDUALS $1.06M