Finding 1228495 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-08-31
Audit: 410145

AI Summary

  • Core Issue: The City failed to submit timely and accurate FFATA reports for seven subawards related to the CDBG and HOPWA programs.
  • Impacted Requirements: Reporting obligations under FFATA were not met, risking noncompliance and potential future funding issues.
  • Recommended Follow-Up: The City should update its policies to ensure all reports are prepared, reviewed, and submitted on time with correct amounts.

Finding Text

2025-001. Reporting AL#: 14.218 and 14.241 Community Development Block Grant and Housing Opportunities for Persons with AIDS Grant Programs Award Year: 2025 Questioned Costs: None Criteria: Under the requirements of the Federal Funding Accountability and Transparency Act (Pub. L. No. 109- 282), as amended by Section 6202 of Pub. L. No. 110-252, hereafter referred to as “FFATA” that are codified in 2 CFR Part 170, recipients (i.e., direct recipients) of grants or cooperative agreements are required to report first-tier subawards of $30,000 or more through the federal subaward reporting system. Effective March 8, 2025, subaward reporting functionality transitioned from FSRS.gov to SAM.gov. The subawards are required to be reported in SAM no later than the last day of the month following the month in which the subaward/subaward amendment obligation was made or the subcontract award/subcontract modification was made. Applicable subaward obligations/modifications are required to be reported. Condition: FFATA reporting was required for seven subawards related to the Community Development Block Grant [CDBG and Housing Opportunities for Persons with AIDS Grant Programs (HOPWA)]. Five of the required reports were ultimately submitted by the City after the applicable due date. The following tables summarize the findings: Transactions tested Dollar amount of tested transactions $ 230,000.00 Community Development Block Grant Program Subaward not reported Subaward not reported $ - Report not timely Report not timely $ 160,000.00 Subaward amount incorrect Subaward amount incorrect $ - $ Subaward missing key elements Subaward missing key elements - Transactions tested Dollar amount of tested transactions $ 1,175,873.00 Housing Opportunities for Persons with AIDS Grant Program Subaward not reported Subaward not reported $ - Report not timely Report not timely $ 479,618.00 Subaward amount incorrect Subaward amount incorrect $ - $ Subaward missing key elements Subaward missing key elements - The total dollar amount of tested transactions includes the full amount of obligations associated with each tested subaward. Accordingly, certain obligations had not yet been disbursed as of December 31, 2025. As a result, the total amount of tested transactions exceeds the expenditures reported on the Schedule of Expenditures of Federal Awards for the HOPWA Program. Questioned Costs: None. Context: We addressed the matter with City management who are aware of the reporting requirements. Effect: Failure to properly review and adhere to policies and procedures related to reporting can lead to noncompliance as well as the withholding of future awards. Cause: Management oversight. Recommendation: We recommend the City review and update its policies and procedures to ensure all required reports are prepared, reviewed, and submitted within the program’s required timeframes, and with the correct amounts. Views of Responsible Officials and Planned Corrective Action: We concur with the finding. The City will implement internal controls and procedures to ensure all required reports are prepared, reviewed, and submitted within the program’s required timeframes, and with the correct amounts.

Corrective Action Plan

Corrective Action Plan: The City of Charleston will implement internal controls and procedures to ensure all required reports are prepared, reviewed, and submitted within the program’s required timeframes, and with the correct amounts. Anticipated Completion Date: Fiscal Year 2026

Categories

Reporting Procurement, Suspension & Debarment Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1228494 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.933 NATIONAL INFRASTRUCTURE INVESTMENTS $11.55M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $6.58M
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $1.99M
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $1.07M
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $934,167
11.473 OFFICE FOR COASTAL MANAGEMENT $817,426
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $645,220
20.941 STRENGTHENING MOBILITY AND REVOLUTIONIZING TRANSPORTATION (SMART) GRANTS PROGRAM $574,731
20.205 HIGHWAY PLANNING AND CONSTRUCTION $327,228
15.916 OUTDOOR RECREATION ACQUISITION, DEVELOPMENT AND PLANNING $183,653
97.056 PORT SECURITY GRANT PROGRAM $106,915
20.939 SAFE STREETS AND ROADS FOR ALL $102,111
16.922 EQUITABLE SHARING PROGRAM $97,851
15.904 HISTORIC PRESERVATION FUND GRANTS-IN-AID $48,233
97.067 HOMELAND SECURITY GRANT PROGRAM $43,361
16.575 CRIME VICTIM ASSISTANCE $33,874
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $32,045
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $30,880
16.058 DEMONSTRATION PROGRAM ON TRAUMA-INFORMED, VICTIM CENTERED TRAINING FOR LAW ENFORCEMENT $28,924
16.742 PAUL COVERDELL FORENSIC SCIENCES IMPROVEMENT GRANT PROGRAM $28,075
94.013 AMERICORPS VOLUNTEERS IN SERVICE TO AMERICA 94.013 $19,671
16.738 CRIME VICTIM ASSISTANCE $18,673
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $15,853
45.024 PROMOTION OF THE ARTS GRANTS TO ORGANIZATIONS AND INDIVIDUALS $15,131
14.267 CONTINUUM OF CARE PROGRAM $13,500
89.003 NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS $10,000
16.738 DEMONSTRATION PROGRAM ON TRAUMA-INFORMED, VICTIM CENTERED TRAINING FOR LAW ENFORCEMENT $3,879
97.039 HAZARD MITIGATION GRANT $3,120
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $2,835
16.738 EQUITABLE SHARING PROGRAM $2,612