Finding 1228386 (2025-002)

Material Weakness Repeat Finding
Requirement
EN
Questioned Costs
-
Year
2025
Accepted
2026-08-31

AI Summary

  • Core Issue: Missing documentation for leases and rent reasonableness tests in tenant files, leading to potential over- or underpayments.
  • Impacted Requirements: Violations of HUD regulations regarding lease agreements, income calculations, and utility allowances.
  • Recommended Follow-Up: Ensure all tenant files have executed leases, document rent reasonableness before increases, use gross income for calculations, and implement supervisory reviews for compliance.

Finding Text

2025-002 – HOUSING CHOICE VOUCHER TENANT FILE DOCUMENTATION Federal Program Name: Housing Choice Voucher Cluster Assistance Listing Number: 14.871 and 14.879 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirements: Eligibility; Special Tests and Provisions Criteria: HUD regulations and the Authority's Administrative Plan require an executed lease for each assisted unit (24 CFR 982.308), a documented rent reasonableness determination at initial leasing and before any increase in the rent to owner (24 CFR 982.507), annual income to be determined using gross amounts before payroll deductions (24 CFR 5.609), and utility allowances to be applied in accordance with the Authority's approved schedule (24 CFR 982.517). Condition: In our testing of the Section 8 Housing Choice Voucher program (25 tenant files), we noted two tenant files with no lease agreement, three instances in which the rent was increased with no rent reasonableness test documented, one instance in which net wages rather than gross wages were used in the income calculation, and one instance in which the utility allowance was miscalculated, resulting in an overpayment of $40 per month. Cause: Human error and employee turnover in the occupancy function. Effect: Leases and rent reasonableness determinations were not documented, and total tenant payments and housing assistance payments may be incorrectly calculated at recertification, resulting in over- or underpayments of housing assistance. Questioned Costs: Known and likely questioned costs did not exceed the $25,000 reporting threshold in 2 CFR § 200.516(a)(3). Repeat Finding: No Recommendation: We recommend the Authority retain an executed lease agreement in each tenant file, perform and document a rent reasonableness determination before each rent increase, calculate annual income using gross wages, verify utility allowances against the approved schedule, and require documented supervisory review of each tenant file and recertification. Management's Response: The Authority will strengthen its Housing Choice Voucher file review procedures to ensure executed leases, rent reasonableness determinations, gross income calculations, and utility allowances are properly documented and reviewed.

Corrective Action Plan

The Authority will strengthen its Housing Choice Voucher file review procedures to ensure executed leases, rent reasonableness determinations, gross income calculations, and utility allowances are properly documented and reviewed. Anticipated completion date: December 31, 2026. Responsible contact person: Ola Stepp, Executive Director.

Categories

HUD Housing Programs Special Tests & Provisions

Other Findings in this Audit

  • 1228387 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $1.01M
14.872 PUBLIC HOUSING CAPITAL FUND $919,795
14.850 PUBLIC AND INDIAN HOUSING $719,340
14.879 MAINSTREAM VOUCHERS $104,869