Finding 1228262 (2025-002)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-08-28
Audit: 410001

AI Summary

  • Core Issue: The district failed to provide complete vendor invoices for 3 disbursements, violating federal recordkeeping requirements.
  • Impacted Requirements: Non-compliance with 2 CFR 200.302(b)(3) and 2 CFR 200.403(g) regarding documentation of allowable costs.
  • Recommended Follow-up: Implement stronger internal controls and policies to ensure compliance with federal purchasing and documentation requirements.

Finding Text

Finding 2025-002 Material Weakness & Non-Compliance: U.S. Department of Education Passed-through Mississippi Department of Education Program Name: Elementary and Secondary School Emergency Relief ARP (ESSER) Program ALN: 84.425U Compliance Requirement: Allowable Costs/Cost Principles CRITERIA: 2 CFR 200.302(b)(3) requires non-Federal entities to maintain records that adequately identify the source and application of funds provided for federally-assisted activities. Additionally, 2 CFR 200.403(g) requires costs to be adequately documented in order to be allowable under Federal awards. The district’s internal control procedures require that disbursements be supported by an approved invoice, receiving documentation, and evidence of authorization prior to payment. CONDITION: During our test of 30 disbursements selected from the vendor payment population for the ARP ESSER grant, we noted 3 instances for which the district could not provide all the vendor invoices supporting the amount disbursed. In these instances, we were unable to substantiate that the goods or services were received or that the amount paid agreed to an amount owed. CONTEXT: The 3 instances involved different vendors indicating the issue was not isolated to a single vendor or purchase. CAUSE: The cause is a result of not properly implementing a designed system of accounting and internal controls. EFFECT: Noncompliance with federal recordkeeping and cost documentation requirements, and an increased risk that unallowable or unsupported costs could be charged to the federal award without detection. IDENTIFICATION OF REPEAT FINDING: No QUESTIONED COSTS: None. Although the district could not provide all the invoices for the 3 disbursements noted, the vendors and purchase descriptions were consistent with allowable ESSER program costs based on other documentation available (e.g., purchase orders, check detail, or contracts), and no indication of unallowable or unauthorized purchases was identified. RECOMMENDATION: The school district should implement policies and procedures to ensure all applicable compliance requirements are being met. VIEWS OF RESPONSIBLE OFFICIALS: We will implement policies or procedures to establish an internal control system that will ensure strong financial accountability, including compliance with federal purchasing requirements.

Corrective Action Plan

2025-002 a. Name of Contact Person Responsible for Corrective Action: LaKenya Thomas– Executive Director of Finance & Business Affairs b. Corrective Action Planned: We will implement policies or procedures to establish an internal control system that will ensure strong financial accountability and to ensure compliance with all state and federal grant requirements. c. Anticipated Completion Date: Immediately.

Categories

Allowable Costs / Cost Principles

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $4.52M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $1.94M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $1.24M
84.027 SPECIAL EDUCATION GRANTS TO STATES $502,159
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $262,934
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $181,745
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $168,270
84.334 GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS $147,287
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $71,422
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $35,644
84.358 RURAL EDUCATION $32,438
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $19,853