Finding 1227927 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-08-26

AI Summary

  • Core Issue: A significant deficiency in internal controls was found due to a land acquisition not being recorded when it occurred.
  • Impacted Requirements: Lack of formal procedures for timely communication and accounting evaluation of significant nonroutine transactions.
  • Recommended Follow-up: Management should ensure ongoing adherence to new procedures for timely reporting of significant transactions to the finance department.

Finding Text

Finding # 2025-001 Type: Significant deficiency in internal controls over financial reporting Condition: Audit procedures identified a land acquisition financed through a promissory note that was not recorded when the transaction occurred. Context: The matter involved a significant noncash real estate development transaction that was nonroutine and outside the normal accounts payable process. Cause: The Organization did not have sufficiently formalized procedures to ensure timely communication and accounting evaluation of significant nonroutine transactions among housing development, management, and accounting personnel. Effect: Failure to timely identify and record a nonroutine real estate transaction resulted in an audit adjustment. Recommendation: We recommend that management establish procedures for housing development, management, and accounting personnel to timely communicate significant nonroutine transactions, including real estate acquisitions and development financing arrangements, to the finance department for accounting evaluation. Management Response: Management agrees with the finding and recommendation. Community Partners of Affordable Housing has enhanced procedures to identify and evaluate significant nonroutine transactions, including real estate acquisitions and development financing arrangements. Management has implemented a process for housing development, management, and accounting personnel to communicate significant or unusual transactions to the finance department early in the process so that related accounting considerations are evaluated before the consolidated financial statements are prepared. This process was implemented in November 2025 through regular meetings and pipeline and work-in-process updates. In addition, the finance department added a procedure to its monthly close process to ensure all nonrecurring transactions are considered. This monthly close procedure was implemented in August 2026.

Corrective Action Plan

Finding # 2025-001: Type: Significant deficiency in internal controls over financial reporting Finding: Audit procedures identified a land acquisition financed through a promissory note that was not recorded when the transaction occurred. The matter related to a significant noncash real estate development transaction that was nonroutine and did not involve a typical cash disbursement through the normal accounts payable process. Corrective Action: Management implemented procedures to identify and evaluate significant nonroutine transactions. These include early communication with finance through regular meetings and pipeline and work-in-process updates, implemented in November 2025, and a monthly close procedure for nonrecurring transactions, implemented in August 2026. Anticipated Completion Date: November 2025 and August 2026

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1227928 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $595,903
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $100,000