Finding 1227623 (2025-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-08-24

AI Summary

  • Core Issue: Astraea submitted the Data Collection Form late, violating federal reporting deadlines.
  • Impacted Requirements: Noncompliance with 2 CFR §200.512 affects federal oversight and monitoring.
  • Recommended Follow-Up: Enhance financial reporting processes and internal controls to ensure timely submissions in the future.

Finding Text

Finding 2025-004: Late Submission of the Data Collection Form (Significant Deficiency) Information on the Federal Programs: Assistance Listing Number 98.001 Criteria: In accordance with 2 CFR §200.512, the auditee is required to submit the reporting package and Data Collection Form to the Federal Audit Clearinghouse within the earlier of 30 calendar days after receipt of the auditor’s reports or nine months after the end of the audit period. Condition: Astraea did not submit its Data Collection Form and reporting package to the Federal Audit Clearinghouse within the required timeframe. Cause: The late submission of the Data Collection Form was primarily the result of delays in completing the audit, which were caused by financial reporting issues identified during the audit process (See Finding 2025-001). These issues required additional time for management to analyze, correct, and finalize the underlying financial information. Effect: Failure to submit the Data Collection Form timely resulted in noncompliance with Uniform Guidance reporting requirements and may impact federal oversight and monitoring. Questioned Costs: None noted. Identification as a Repeat Finding, if Applicable: This is not a repeat finding. Recommendation: We recommend management strengthen its financial reporting processes and related internal controls to ensure accurate and timely preparation of financial information. Improving the timeliness and reliability of financial reporting will help facilitate a more efficient audit process and support timely submission of the Data Collection Form and reporting package in accordance with Uniform Guidance requirements.

Corrective Action Plan

Views of Responsible Officials: The Finance and Executive teams are aware of the delay of the reporting package to the Federal Audit Clearinghouse within the required timeframe. As noted above, abrupt award termination and the resulting unpredictability and losses of federal funding resulted in significant staff turnover, multiple revisions to—and reviews of—restricted net asset balances and significant delays. The Finance and Executive teams have corrected processes leading to these delays during FY2026 to ensure timely submission of all future Data Collection Forms to the Federal Audit Clearinghouse within the required timeframe. Anticipated Completion Date: December 31, 2025

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Reporting Significant Deficiency

Other Findings in this Audit

  • 1227622 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
98.001 USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS $2.70M
19.345 INTERNATIONAL PROGRAMS TO SUPPORT DEMOCRACY, HUMAN RIGHTS AND LABOR $413,922