Finding 1227050 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-08-17
Audit: 409230
Organization: Harvard Townhouse, Inc. (NE)
Auditor: CORE CPAS

AI Summary

  • Core Issue: The Project did not maintain required fidelity insurance for handling housing funds, violating federal regulations.
  • Impacted Requirements: Compliance with 7 CFR Section 3560.105(h) regarding fidelity coverage for personnel managing financial assets.
  • Recommended Follow-Up: Urgently renew fidelity insurance to ensure compliance and protect against potential financial risks.

Finding Text

FINDING 2025-004: Material Weakness in Internal Control over Compliance Federal Awards Compliance – Special Tests and Provisions Federal Award Identification: Assistance Listing Program Title: Rural Rental Housing Loans Assistance Listing Program Number: 10.415 Federal Award ID Number and Year: N/A Federal Agency: U.S. Department of Agriculture – Rural Development Criteria: Under 7 CFR Section 3560.105(h): Borrowers must provide fidelity coverage on any personnel entrusted with the receipt, custody, and disbursement of any housing monies, securities, or readily salable property other than money or securities. Borrowers must have fidelity coverage in force as soon as there are assets within the organization and it must be obtained before any loan funds or interim financing funds are made available to the borrower. Condition: During the current year the Project did not maintain fidelity insurance as required by 7 CFR Section 3560.105(h). Context: The Project reduced their insurance coverage by utilizing lender-placed coverage and this coverage did not include fidelity insurance. Effect or Potential Effect: The Project failed to timely renew its fidelity insurance resulting in a lapse of coverage. Cause: Controls over insurance coverage failed to identify a lack of fidelity insurance in a timely manner. Questioned Costs: N/A Repeat Finding: No Recommendation: It is our recommendation that the Project renew its fidelity coverage as soon as possible. Auditee Response and Corrective Action Plan: See Page 44

Corrective Action Plan

Finding 2025-004 Management of the project is actively working to reinsure the Project in compliance with 7 CFR 3560.105(h). Management is also actively reviewing Its internal control policies and procedures to mitigate the risk of noncompliance in the future.

Categories

Special Tests & Provisions Material Weakness Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1227051 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $300,000
10.427 RURAL RENTAL ASSISTANCE PAYMENTS $58,441
10.415 RURAL RENTAL HOUSING LOANS $41,010