Finding 1226292 (2025-006)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-08-12
Audit: 408960
Organization: City of Blackduck (MN)

AI Summary

  • Core Issue: The City of Blackduck lacks a formal review process for management reports sent to the USDA, which is a requirement for compliance.
  • Impacted Requirements: The absence of a documented review undermines internal controls over compliance, specifically for the reporting process.
  • Recommended Follow-Up: The City should establish a clear review protocol for USDA reports, ensuring one person prepares and another reviews the report before submission.

Finding Text

Reference Number: 2025-006 Prior Year Finding: 2024-008 Federal Agency: U.S. Department of Agriculture Entity: City of Blackduck (the City) Federal Program: Community Facilities Loans and Grants Assistance Listing: 10.766 Federal Award Identification Number and Year: LB 8748260 2025 Pass-Through Entity: N/A Compliance Requirement: Reporting Type of Finding Material Weakness in Internal Control Over Compliance Criteria or Specific Requirement: There should be formally documented review of the management report prior to sending to the USDA by an individual other than the person preparing the report. Condition: The City was unable to provide a documented formal review process for the management report. Context: The City was unable to provide a documented formal review process for the management report. Cause: The City Administrator prepares and sends the report and there is no formal review, as there are only two individuals working in finance at the City. There should be one individual preparing this report, and another individual reviewing this report to have adequate review over the management report. Effect: There is no way to verify the review process was completed and completed timely. Questioned Costs: None. Recommendation: We recommend that the City implement controls over USDA reports to ensure that they are reviewed prior to submission. Views of Responsible Officials: There is no disagreement with the audit finding, the City will implement a most robust internal control process.

Corrective Action Plan

Recommendation: We recommend that the City implement controls over USDA reports to ensure that they are reviewed prior to submission. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned in response to finding: The City will work to ensure that the management reports are reviewed prior to submission. Name of the contact person responsible for corrective action: Christina Regas, City Administrator Planned completion date for corrective action plan: December 31, 2026.

Categories

Questioned Costs Subrecipient Monitoring Material Weakness Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1226291 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.029 CORONAVIRUS CAPITAL PROJECTS FUND $21,475
10.766 COMMUNITY FACILITIES LOANS AND GRANTS $0