Finding 1226169 (2024-008)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-08-10
Audit: 408815
Organization: Hope Community Services, Inc. (OK)
Auditor: HOGANTAYLOR LLP

AI Summary

  • Core Issue: Reimbursement requests were submitted late, exceeding the 60-day requirement set by grant agreements.
  • Impacted Requirements: Compliance with performance requirements under agreements with ODMHSAS and timely submission of drawdowns.
  • Recommended Follow-up: Establish procedures for timely submissions and maintain documentation for any delays, including waivers from the pass-through agency.

Finding Text

Finding: 2024-008. Untimely Reimbursement Requests. Federal Programs - (1) Block Grants for Community Mental Health Services (2) Continuum of Care. Federal Financial Assistance Listings - (1) 93.958, (2) 14.267. Federal Award Numbers - (1) 4529066471 and 4529064876, (2) OK0024L6I021111, OK0024L6I022113, OK0024L6I022212, OK0024L6I022213, OK0024L6I022214, OK0024L6I022215, OK0024L6I022316. Federal Agencies - (1) Department of Health and Human Services, (2) Department of Housing and Urban Development. Pass-through Entity - (1) The ODMHSAS, (2) The City of Oklahoma City and the City of Norman. Special Tests - Timely Submission of Drawdowns. Significant deficiency in Internal Control over Compliance. Criteria: Performance requirements under the agreements with the ODMHSAS requires recipients and subrecipients to submit reimbursement requests within 60 days from the last day services were last rendered during the invoice month. Condition: The entity submitted reimbursement requests after the timeframe required by the grant agreement (60 days). The reimbursement was honored by the pass-through agency, resulting in no questioned costs, however, written approval or a waiver from the pass-through entity was not obtained for submitting reimbursement requests outside the required timeframe. As a result, costs included in the late reimbursement requests were not submitted in accordance with the terms and conditions of the subaward. Cause: The untimely submission of reimbursement requests were the result of changes in invoicing requirements and communication with pass-through agency. However, Hope did not obtain written approval or a formal waiver from the pass-through entity authorizing reimbursement requests to be submitted outside the timeframe required by the subaward agreement and corroborate approval of untimely submissions. Effect or Potential Effect: As a result of this condition, the entity did not comply with the terms and conditions of the subaward. Costs submitted outside the required timeframe may be ineligible for reimbursement. Questioned Costs: None. Context: A nonstatistical sample of 18 out of 134 drawdowns was selected for testing. Of the 18 transactions tested, seven were submitted outside of the 60-day requirement, with submission delays ranging from seven to 83 days. Repeat Finding from Prior Year: No. Recommendation: Management should implement procedures to ensure reimbursement requests are submitted within the timeframe required by the subaward agreement. In circumstances where this cannot be completed or will be delayed, a waiver and documentation of contact with the agency should be maintained. Views of Responsible Officials: Management's response is included in the corrective action plan.

Corrective Action Plan

Management will: Establish grant drawdown submission deadlines, Implement automated compliance calendar reminders and list of important dates for grant period, and Annual Uniform Guidance compliance training.

Categories

Subrecipient Monitoring Cash Management

Other Findings in this Audit

  • 1226118 2024-004
    Material Weakness Repeat
  • 1226119 2024-004
    Material Weakness Repeat
  • 1226120 2024-004
    Material Weakness Repeat
  • 1226121 2024-004
    Material Weakness Repeat
  • 1226122 2024-004
    Material Weakness Repeat
  • 1226123 2024-004
    Material Weakness Repeat
  • 1226124 2024-005
    Material Weakness Repeat
  • 1226125 2024-005
    Material Weakness Repeat
  • 1226126 2024-005
    Material Weakness Repeat
  • 1226127 2024-005
    Material Weakness Repeat
  • 1226128 2024-005
    Material Weakness Repeat
  • 1226129 2024-005
    Material Weakness Repeat
  • 1226130 2024-005
    Material Weakness Repeat
  • 1226131 2024-005
    Material Weakness Repeat
  • 1226132 2024-005
    Material Weakness Repeat
  • 1226133 2024-005
    Material Weakness Repeat
  • 1226134 2024-006
    Material Weakness Repeat
  • 1226135 2024-006
    Material Weakness Repeat
  • 1226136 2024-006
    Material Weakness Repeat
  • 1226137 2024-006
    Material Weakness Repeat
  • 1226138 2024-006
    Material Weakness Repeat
  • 1226139 2024-006
    Material Weakness Repeat
  • 1226140 2024-006
    Material Weakness Repeat
  • 1226141 2024-006
    Material Weakness Repeat
  • 1226142 2024-006
    Material Weakness Repeat
  • 1226143 2024-006
    Material Weakness Repeat
  • 1226144 2024-007
    Material Weakness Repeat
  • 1226145 2024-007
    Material Weakness Repeat
  • 1226146 2024-007
    Material Weakness Repeat
  • 1226147 2024-007
    Material Weakness Repeat
  • 1226148 2024-007
    Material Weakness Repeat
  • 1226149 2024-007
    Material Weakness Repeat
  • 1226150 2024-007
    Material Weakness Repeat
  • 1226151 2024-007
    Material Weakness Repeat
  • 1226152 2024-007
    Material Weakness Repeat
  • 1226153 2024-007
    Material Weakness Repeat
  • 1226154 2024-008
    Material Weakness Repeat
  • 1226155 2024-008
    Material Weakness Repeat
  • 1226156 2024-008
    Material Weakness Repeat
  • 1226157 2024-008
    Material Weakness Repeat
  • 1226158 2024-008
    Material Weakness Repeat
  • 1226159 2024-008
    Material Weakness Repeat
  • 1226160 2024-008
    Material Weakness Repeat
  • 1226161 2024-008
    Material Weakness Repeat
  • 1226162 2024-008
    Material Weakness Repeat
  • 1226163 2024-008
    Material Weakness Repeat
  • 1226164 2024-008
    Material Weakness Repeat
  • 1226165 2024-008
    Material Weakness Repeat
  • 1226166 2024-008
    Material Weakness Repeat
  • 1226167 2024-008
    Material Weakness Repeat
  • 1226168 2024-008
    Material Weakness Repeat
  • 1226170 2024-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.829 SECTION 223 DEMONSTRATION PROGRAMS TO IMPROVE COMMUNITY MENTAL HEALTH SERVICES $1.63M
93.788 OPIOID STR $147,923
14.267 CONTINUUM OF CARE PROGRAM $139,531
14.276 CONTINUUM OF CARE PROGRAM $122,480
64.024 VA HOMELESS PROVIDERS GRANT AND PER DIEM PROGRAM $113,056
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $62,500
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $48,530
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $31,725
16.593 RESIDENTIAL SUBSTANCE ABUSE TREATMENT FOR STATE PRISONERS $30,000
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $1,250