Finding 1225548 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-08-03
Audit: 408442
Organization: Bang on A Can (NY)

AI Summary

  • Core Issue: Accounting records are not maintained on the accrual basis, leading to material adjustments during the audit.
  • Impacted Requirements: Compliance with GAAP and Uniform Guidance is compromised, risking misstatements in federally funded program expenditures.
  • Recommended Follow-Up: Implement updated procedures to ensure financial reporting aligns with the accrual basis of accounting.

Finding Text

2025-001: Accounting Records Not Maintained on the Accrual Basis Condition: Overall recordkeeping procedures and the Organization’s accounting records are not maintained on the accrual basis of accounting. Material adjustments were required as part of the audit to reverse prior period receivables and accrued expenses, and to record current year receivables and accrued expenses. A material adjustment was also necessary to correct for payroll expenses recorded in duplicate that resulted in an overstatement of payroll expenses and accrued expenses. Criteria: The presentation of financial statements in accordance with accounting principles generally accepted in the United States of America must be done on the accrual basis. The Uniform Guidance, 2 CFR Section 200, also requires that recipients of federal awards must account for and track expenditures using the accrual basis of accounting. Expenses must be recorded when goods are received or services are provided, or when the obligation is incurred, regardless of when cash is actually disbursed. Cause: Internal control procedures in place were not adequate to provide for financial reporting on the accrual basis of accounting. Effect: In absence of adequate internal controls over accounting and financial reporting on the accrual basis of accounting, expenditures allocated to federally funded programs may be misstated. Recommendation: Procedures should be implemented to provide for accounting and financial reporting on the accrual basis of accounting. Response: Management accepts the recommendation and is working to develop updated financial policies and procedures to maintain accounting records on the accrual basis of accounting.

Corrective Action Plan

Bang on a Can, Inc. will implement procedures to provide for accounting and financial reporting on the accrual basis of accounting.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1225549 2025-002
    Material Weakness Repeat
  • 1225550 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
19.415 PROFESSIONAL AND CULTURAL EXCHANGE PROGRAMS - CITIZEN EXCHANGES $1.87M