Finding 1224933 (2025-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-07-30
Audit: 408192
Organization: Williamston Housing Authority (NC)

AI Summary

  • Core Issue: The PHA drew down Capital Funds without proper documentation for eligible expenses, totaling $72,311.
  • Impacted Requirements: Funds must only be drawn for costs outlined in the approved CFP documents and must be supported by proper invoices.
  • Recommended Follow-Up: Review all documentation before future drawdowns to ensure compliance and prevent similar issues.

Finding Text

Criteria: Capital Funds may only be drawn down to cover eligible costs that have been described in the PHA’s approved CFP Annual Statement/Performance and Evaluation Report or CFP 5-Year Action Plan. Drawdowns must be for expenses that have already been incurred (“paid for”) by the PHA. Drawdowns require proper, approved invoices. Statement of Condition: The PHA drew down funds for 3 separate Capital Fund years that did not have documentation for proper expenditure for Capital Fund purposes. Questioned Costs: $72,311. Context: The PHA was unable to provide invoices to support these drawdowns of Capital Fund Money. Cause: The former finance officer requested that Capital Funds be drawn down without proper documentation for the Capital Fund expenditure. Effect: An accounts payable to HUD has been set up at March 31, 2025 for the reimbursement of these funds to HUD. Identification of a Repeat Finding: No. Recommendation: Prior to requesting drawdowns of Capital Funds, all documentation should be reviewed to ensure that the Capital Funds will be used for the intended purpose. Views of responsible officials and planned corrective actions: The PHA agrees with this finding and will implement adequate checks and balances to ensure that this problem does not reoccur.

Corrective Action Plan

Name of Contact Person: Michael Gaddy, Executive Director. Corrective Action: We will implement proper internal control procedures for the Public Housing Capital Fund. Management will establish procedures to obtain proper documentation to support all Public Housing Capital Fund expenses. Proposed Completion Date: Immediately.

Categories

Cash Management HUD Housing Programs

Other Findings in this Audit

  • 1224931 2025-001
    Material Weakness Repeat
  • 1224932 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $805,950
14.182 LOWER INCOME HOUSING ASSISTANCE PROGRAM_SECTION 8 NEW CONSTRUCTION/SUBSTANTIAL REHABILITATION $762,733
14.850 PUBLIC HOUSING OPERATING FUND $762,729
14.872 PUBLIC HOUSING CAPITAL FUND $483,873