Finding 1224892 (2025-005)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-07-29
Audit: 408118
Auditor: CITRIN COOPERMAN

AI Summary

  • Core Issue: Inaccurate calculations of financial assistance payments were not identified by existing controls, leading to significant deficiencies in compliance with the Emergency Rental Assistance Program.
  • Impacted Requirements: The Organization failed to meet criteria set by the 2025 OMB Compliance Supplement and the American Rescue Plan Act, resulting in overpayments that did not align with U.S. Treasury guidance.
  • Recommended Follow-Up: Review and enhance procedures and controls for accurate calculations of eligible expenses to prevent future overpayments; management has already begun implementing additional verification steps.

Finding Text

Condition: Controls in place did not identify an inaccurate calculation of financial assistance payments for a sample of households. We consider this item to be a significant deficiency in internal control over compliance with the major program. Criteria: The Organization is required to comply with the requirements of the Emergency Rental Assistance (ERA) Program. The Organization is required to design and implement controls to ensure financial assistance payments meet the criteria set forth by the 2025 OMB Compliance Supplement – Treasury Emergency Rental Assistance Program, Section 3201 of the American Rescue Plan Act of 2021 and the US. Treasury Emergency Rental Assistance (ERA1/ERA2) Frequently Asked Questions, including limiting the number of months of rental assistance payments eligible households are permitted to receive and ensuring only costs on or after March 13, 2020 are supported by the program. Cause: While the Organization had procedures in place to review the rental assistance calculations, management's review did not prevent inaccurate assistance payments. Effect: The Organization disbursed an amount that was not calculated in accordance with the U.S. Treasury guidance. Context: Out of a sample of 60 assistance case numbers selected for allowability testing, 2 samples were not properly calculated in accordance with the guidance noted above. Furthermore, 1 other sample included mathematical errors. The inaccurate calculations caused overpayments in rental assistance charged to the program. Questioned Costs: $2,253 Recommendation: We recommend the Organization review its procedures and controls to ensure calculations of eligible expenses are performed accurately. Views of Responsible Official: Management concurs with the finding. The errors identified resulted from inaccurate calculations of rental assistance amounts under the Emergency Rental Assistance program. Management has reviewed the affected cases and evaluated the circumstances contributing to the errors. Additional review procedures, calculation checklists, and supervisory verification steps have been implemented to improve the accuracy of assistance determinations and reduce the risk of future overpayments. Additionally, this federal funding program has come to an end.

Corrective Action Plan

i. Comments on the Finding and Each Recommendation – We acknowledge the finding. The errors identified resulted from inaccurate calculations of rental assistance amounts under the Emergency Rental Assistance program. Management has reviewed the a􀆯ected cases and evaluated the circumstances contributing to the errors. Additional review procedures, calculation checklists, and supervisory verification steps have been implemented to improve the accuracy of assistance determinations and reduce the risk of future overpayments. Additionally, this federal funding program has come to an end. We further plan to implement similar review procedures, calculation checklists and supervisory verification steps on future programs to avoid similar overpayments. ii. Actions Taken on the Finding – While this program has ended, we plan to implement the steps noted above in future programs as necessary to avoid any similar errors in processes.

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1224893 2025-006
    Material Weakness Repeat
  • 1224894 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $4.46M
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $731,819
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $536,683
94.016 AMERICORPS SENIORS SENIOR COMPANION PROGRAM (SCP) 94.016 $311,303
93.866 AGING RESEARCH $308,915
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $219,344
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $209,286
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $176,057
93.791 MONEY FOLLOWS THE PERSON REBALANCING DEMONSTRATION $66,205
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $41,150
93.470 ALZHEIMER€™S DISEASE PROGRAM INITIATIVE (ADPI) $21,403
93.969 PPHF GERIATRIC EDUCATION CENTERS $17,383
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $15,251
93.747 ELDER ABUSE PREVENTION INTERVENTIONS PROGRAM $11,542